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Regulation 42 Referral to Tribunal

Original text. Later amendments are not shown.

If the FCA decides to—

(a)

publish a statement under regulation 25 (public censure);

(b)

impose a penalty under regulation 26 (financial penalties);

(c)

impose a limitation on a permission under regulation 27 (limitations on permission to carry on regulated activities); or

(d)

exercise the power in regulation 29(2) (Power of FCA to require restitution) ,

the person concerned may refer the matter to the Upper Tribunal.