Regulation 6 Amendment of the SFT regulation

In Article 2—

(a)

in paragraph 1—

(i)

for point (b) substitute—

“(b)
management companies, managers and operators of UCITS and UCITS investment companies;”;

(ii)

in point (c), for “in accordance with Directive 2011/61/EU” substitute “or registered in accordance with the Alternative Investment Fund Managers Regulations 2013^f1”;

(b)

in paragraph (2), for point (a) substitute—

“(a)
the Bank of England and other United Kingdom bodies charged with, or intervening in, the management of the public debt;”;

(c)

in paragraph (3), for “to which a member of the ESCB is a counterparty” substitute—

“to which:

(a)
the Bank of England; or

(b)
another United Kingdom body charged with, or intervening in, the management of the public debt,

is a counterparty.”;

(d)

for paragraph (4) substitute—

“(4)
The Treasury may by statutory instrument amend the list set out in paragraph (2) of this Article.”.

Annotations

Footnotes

f1: S.I. 2013/1773.