{
  "url": "https://openlegislation.uk/eu-decision-2016-1171/attachment-9",
  "json_url": "https://openlegislation.uk/eu-decision-2016-1171/attachment-9.json",
  "legislation": "eudn/2016/1171",
  "legislation_title": "Council Decision (EU) 2016/1171 of 12 July 2016 on the position to be adopted, on behalf of the European Union, within the EEA Joint Committee concerning amendments to Annex IX (Financial Services) to the EEA Agreement",
  "legislation_url": "https://openlegislation.uk/eu-decision-2016-1171",
  "path": "attachment/9",
  "kind": "attachment",
  "number": null,
  "heading": null,
  "text": "DRAFT\nDECISION OF THE EEA JOINT COMMITTEE No …\nof …\namending Annex IX (Financial services) to the EEA Agreement\nTHE EEA JOINT COMMITTEE,\nHaving regard to the Agreement on the European Economic Area (‘the EEA Agreement’), and in particular Article 98 thereof,\nWhereas:\n(1)\nCommission Delegated Regulation (EU) No 272/2012 of 7 February 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to fees charged by the European Securities and Markets Authority to credit rating agencies is to be incorporated into the EEA Agreement.\n(2)\nCommission Delegated Regulation (EU) No 446/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on the content and format of ratings data periodic reporting to be submitted to the European Securities and Markets Authority by credit rating agencies is to be incorporated into the EEA Agreement.\n(3)\nCommission Delegated Regulation (EU) No 447/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council by laying down regulatory technical standards for the assessment of compliance of credit rating methodologies is to be incorporated into the EEA Agreement.\n(4)\nCommission Delegated Regulation (EU) No 448/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards for the presentation of the information that credit rating agencies shall make available in a central repository established by the European Securities and Markets Authority is to be incorporated into the EEA Agreement.\n(5)\nCommission Delegated Regulation (EU) No 449/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on information for registration and certification of credit rating agencies is to be incorporated into the EEA Agreement.\n(6)\nCommission Delegated Regulation (EU) No 946/2012 of 12 July 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to rules of procedure on fines imposed to credit rating agencies by the European Securities and Markets Authority, including rules on the right of defence and temporal provisions is to be incorporated into the EEA Agreement.\n(7)\nCommission Implementing Decision 2014/245/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Brazil as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies is to be incorporated into the EEA Agreement.\n(8)\nCommission Implementing Decision 2014/246/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Argentina as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies is to be incorporated into the EEA Agreement.\n(9)\nCommission Implementing Decision 2014/247/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Mexico as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies is to be incorporated into the EEA Agreement.\n(10)\nCommission Implementing Decision 2014/248/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Singapore as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies is to be incorporated into the EEA Agreement.\n(11)\nCommission Implementing Decision 2014/249/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Hong Kong as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies is to be incorporated into the EEA Agreement.\n(12)\nAnnex IX to the EEA Agreement should therefore be amended accordingly,\nHAS ADOPTED THIS DECISION:\nDone at Brussels,\nFor the EEA Joint Committee\nThe President\nThe Secretaries to the EEA Joint Committee",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "OJ L 90, 28.3.2012, p. 6."
    },
    {
      "type": "footnote",
      "label": "f2",
      "text": "OJ L 140, 30.5.2012, p. 2."
    },
    {
      "type": "footnote",
      "label": "f3",
      "text": "OJ L 140, 30.5.2012, p. 14."
    },
    {
      "type": "footnote",
      "label": "f4",
      "text": "OJ L 140, 30.5.2012, p. 17."
    },
    {
      "type": "footnote",
      "label": "f5",
      "text": "OJ L 140, 30.5.2012, p. 32."
    },
    {
      "type": "footnote",
      "label": "f6",
      "text": "OJ L 282, 16.10.2012, p. 23."
    },
    {
      "type": "footnote",
      "label": "f7",
      "text": "OJ L 132, 3.5.2014, p. 65."
    },
    {
      "type": "footnote",
      "label": "f8",
      "text": "OJ L 132, 3.5.2014, p. 68."
    },
    {
      "type": "footnote",
      "label": "f9",
      "text": "OJ L 132, 3.5.2014, p. 71."
    },
    {
      "type": "footnote",
      "label": "f10",
      "text": "OJ L 132, 3.5.2014, p. 73."
    },
    {
      "type": "footnote",
      "label": "f11",
      "text": "OJ L 132, 3.5.2014, p. 76."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eudn/2016/1171/attachment/9",
    "retrieved_at": "2026-11-01T15:13:54.656317+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}