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Chapter I CONDITIONS AND PROCEDURES FOR AUTHORISATIONF1

United Kingdom Repealed

Original text. Later amendments are not shown.

  1. 5Requirement for authorisation
  2. 6Scope of authorisation
  3. 7Procedures for granting and refusing requests for authorisation
  4. 8Withdrawal of authorisations
  5. 9Persons who effectively direct the business
  6. 10Shareholders and members with qualifying holdings
  7. 10aAssessment period
  8. 10bAssessment
  9. 11Membership of an authorised Investor Compensation Scheme
  10. 12Initial capital endowment
  11. 13Organisational requirements
  12. 14Trading process and finalisation of transactions in an MTF
  13. 15Relations with third countries

Annotations

Textual amendments

F1

Repealed by Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) (Text with EEA relevance).