{
  "url": "https://openlegislation.uk/eu-directive-2006-73/article-39",
  "json_url": "https://openlegislation.uk/eu-directive-2006-73/article-39.json",
  "legislation": "eudr/2006/73",
  "legislation_title": "Commission Directive 2006/73/EC of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-directive-2006-73",
  "path": "article/39",
  "kind": "article",
  "number": "39",
  "heading": "(Article 19(1) and 19(7) of Directive 2004/39/EC)Retail client agreement",
  "text": "Member States shall require an investment firm that provides an investment service other than investment advice to a new retail client for the first time after the date of application of this Directive to enter into a written basic agreement, in paper or another durable medium, with the client setting out the essential rights and obligations of the firm and the client.\nThe rights and duties of the parties to the agreement may be incorporated by reference to other documents or legal texts.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eudr/2006/73/article/39",
    "retrieved_at": "2026-11-01T15:22:34.243623+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}