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Section 3 Safeguarding of client assets

United Kingdom

Original text. Later amendments are not shown.

  1. 16(Article 13(7) and (8) of Directive 2004/39/EC)Safeguarding of client financial instruments and funds
  2. 17(Article 13(7) of Directive 2004/39/EC)Depositing client financial instruments
  3. 18(Article 13(8) of Directive 2004/39/EC)Depositing client funds
  4. 19(Article 13(7) of Directive 2004/39/EC)Use of client financial instruments
  5. 20(Article 13(7) and (8) of Directive 2004/39/EC)Reports by external auditors