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Commission Directive 2010/43/EU of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards organisational requirements, conflicts of interest, conduct of business, risk management and content of the agreement between a depositary and a management company (Text with EEA relevance)
Chapter II

Section 3 Internal control mechanisms

United Kingdom

Original text. Later amendments are not shown.

9Control by senior management and supervisory function
10Permanent compliance function
11Permanent internal audit function
12Permanent risk management function
13Personal transactions
14Recording of portfolio transactions
15Recording of subscription and redemption orders
16Recordkeeping requirements

Section 3

Legislation: Commission Directive 2010/43/EU of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards organisational requirements, conflicts of interest, conduct of business, risk management and content of the agreement between a depositary and a management company (Text with EEA relevance)
Citation: EU Directive 2010/43, section 3
Official version: legislation.gov.uk

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Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives. legislation.gov.uk is the official version.

Not legal advice.

👋 Jason Cartwright
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