{
  "url": "https://openlegislation.uk/eu-directive-2014-65/annex-I/section-A",
  "json_url": "https://openlegislation.uk/eu-directive-2014-65/annex-I/section-A.json",
  "legislation": "eudr/2014/65",
  "legislation_title": "Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-directive-2014-65",
  "path": "annex/I/section/A",
  "kind": "division",
  "number": "SECTION A",
  "heading": "Investment services and activities",
  "text": "(1) Reception and transmission of orders in relation to one or more financial instruments;\n(2) Execution of orders on behalf of clients;\n(3) Dealing on own account;\n(4) Portfolio management;\n(5) Investment advice;\n(6) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis;\n(7) Placing of financial instruments without a firm commitment basis;\n(8) Operation of an MTF;\n(9) Operation of an OTF.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eudr/2014/65/annex/I/section/A",
    "retrieved_at": "2026-11-01T15:21:43.301993+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}