OpenLegislation

Section 2 Provisions to ensure investor protection

United Kingdom

Original text. Later amendments are not shown.

  1. 24General principles and information to clients
  2. 25Assessment of suitability and appropriateness and reporting to clients
  3. 26Provision of services through the medium of another investment firm
  4. 27Obligation to execute orders on terms most favourable to the client
  5. 28Client order handling rules
  6. 29Obligations of investment firms when appointing tied agents
  7. 30Transactions executed with eligible counterparties