Section 2 Provisions to ensure investor protection
United Kingdom
- 24General principles and information to clients
- 25Assessment of suitability and appropriateness and reporting to clients
- 26Provision of services through the medium of another investment firm
- 27Obligation to execute orders on terms most favourable to the client
- 28Client order handling rules
- 29Obligations of investment firms when appointing tied agents
- 30Transactions executed with eligible counterparties