{
  "url": "https://openlegislation.uk/eu-directive-2017-593",
  "json_url": "https://openlegislation.uk/eu-directive-2017-593.json",
  "id": "eudr/2017/593",
  "title": "Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits (Text with EEA relevance)",
  "short_title": "Directive (EU) 2017/593 supplementing Directive 2014/65/EU of the European Parliament and of the Council with…",
  "long_title": "Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits (Text with EEA relevance)",
  "citation": "EU Directive 2017/593",
  "type": "eudr",
  "year": "2017",
  "number": "593",
  "version": "current",
  "date": "2016-04-07",
  "revised": false,
  "valid_from": null,
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/eu-directive-2017-593/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "chapter/I",
      "kind": "chapter",
      "number": "I",
      "heading": "SCOPE",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Scope and definitions",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I"
    },
    {
      "path": "chapter/II",
      "kind": "chapter",
      "number": "II",
      "heading": "SAFEGUARDING OF CLIENT FINANCIAL INSTRUMENTS AND FUNDS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Safeguarding of client financial instruments and funds",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II"
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Depositing client financial instruments",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II"
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Depositing client funds",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II"
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Use of client financial instruments",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-5",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II"
    },
    {
      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "Inappropriate use of title transfer collateral arrangements",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-6",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II"
    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "Governance arrangements concerning the safeguarding of client assets",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-7",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II"
    },
    {
      "path": "article/8",
      "kind": "article",
      "number": "8",
      "heading": "Reports by external auditors",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-8",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II"
    },
    {
      "path": "chapter/III",
      "kind": "chapter",
      "number": "III",
      "heading": "PRODUCT GOVERNANCE REQUIREMENTS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/9",
      "kind": "article",
      "number": "9",
      "heading": "Product governance obligations for investment firms manufacturing financial instruments",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-9",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "article/10",
      "kind": "article",
      "number": "10",
      "heading": "Product governance obligations for distributors",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-10",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "chapter/IV",
      "kind": "chapter",
      "number": "IV",
      "heading": "INDUCEMENTS",
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      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/11",
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      "number": "11",
      "heading": "Inducements",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-11",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/IV"
    },
    {
      "path": "article/12",
      "kind": "article",
      "number": "12",
      "heading": "Inducements in respect of investment advice on an independent basis or portfolio management services",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-12",
      "extent": "E+W+S+N.I.",
      "status": null,
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    },
    {
      "path": "article/13",
      "kind": "article",
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      "heading": "Inducements in relation to research",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-13",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/IV"
    },
    {
      "path": "chapter/V",
      "kind": "chapter",
      "number": "V",
      "heading": "FINAL PROVISIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/14",
      "kind": "article",
      "number": "14",
      "heading": "Entry into force and application",
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-14",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V"
    },
    {
      "path": "article/15",
      "kind": "article",
      "number": "15",
      "heading": null,
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-15",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V"
    },
    {
      "path": "article/16",
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      "number": "16",
      "heading": null,
      "url": "https://openlegislation.uk/eu-directive-2017-593/article-16",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V"
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/eu-directive-2017-593/signature",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    }
  ],
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  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eudr/2017/593",
    "retrieved_at": "2026-11-01T15:21:33.068066+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}