{
  "url": "https://openlegislation.uk/eu-regulation-2006-1287/annex-I/division-1",
  "json_url": "https://openlegislation.uk/eu-regulation-2006-1287/annex-I/division-1.json",
  "legislation": "eur/2006/1287",
  "legislation_title": "Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2006-1287",
  "path": "annex/I/division/1",
  "kind": "division",
  "number": null,
  "heading": "Table 1",
  "text": "List of fields for reporting purposes\nField Identifier\nDescription\n1.\nReporting firm identification\nA unique code to identify the firm which executed the transaction.\n2.\nTrading day\nThe trading day on which the transaction was executed.\n3.\nTrading time\nThe time at which the transaction was executed, reported in the local time of the competent authority to which the transaction will be reported, and the basis in which the transaction is reported expressed as Coordinated Universal Time (UTC) +/- hours.\n4.\nBuy/sell indicator\nIdentifies whether the transaction was a buy or sell from the perspective of the reporting investment firm or, in the case of a report to a client, of the client.\n5.\nTrading capacity\nIdentifies whether the firm executed the transaction:\non its own account (either on its own behalf or on behalf of a client),\nfor the account, and on behalf, of a client.\n6.\nInstrument identification\nThis shall consist of:\na unique code, to be decided by the competent authority (if any) to which the report is made identifying the financial instrument which is the subject of the transaction,\nif the financial instrument in question does not have a unique identification code, the report must include the name of the instrument or, in the case of a derivative contract, the characteristics of the contract.\n7.\nInstrument code type\nThe code type used to report the instrument.\n8.\nUnderlying instrument identification\nThe instrument identification applicable to the security that is the underlying asset in a derivative contract as well as the transferable security falling within Article 4(1)(18)(c) of Directive 2004/39/EC.\n9.\nUnderlying instrument identification code type\nThe code type used to report the underlying instrument.\n10.\nInstrument type\nThe harmonised classification of the financial instrument that is the subject of the transaction. The description must at least indicate whether the instrument belongs to one of the top level categories as provided by a uniform internationally accepted standard for financial instrument classification.\n11.\nMaturity date\nThe maturity date of a bond or other form of securitised debt, or the exercise date/maturity date of a derivative contract.\n12.\nDerivative type\nThe harmonised description of the derivative type should be done according to one of the top level categories as provided by a uniform internationally accepted standard for financial instrument classification.\n13.\nPut/call\nSpecification whether an option or any other financial instrument is a put or a call.\n14.\nStrike price\nThe strike price of an option or other financial instrument.\n15.\nPrice multiplier\nThe number of units of the financial instrument in question which are contained in a trading lot; for example, the number of derivatives or securities represented by one contract.\n16.\nUnit price\nThe price per security or derivative contract excluding commission and (where relevant) accrued interest. In the case of a debt instrument, the price may be expressed either in terms of currency or as a percentage.\n17.\nPrice notation\nThe currency in which the price is expressed. If, in the case of a bond or other form of securitised debt, the price is expressed as a percentage, that percentage shall be included.\n18.\nQuantity\nThe number of units of the financial instruments, the nominal value of bonds, or the number of derivative contracts included in the transaction.\n19.\nQuantity notation\nAn indication as to whether the quantity is the number of units of financial instruments, the nominal value of bonds or the number of derivative contracts.\n20.\nCounterparty\nIdentification of the counterparty to the transaction. That identification shall consist of:\nwhere the counterparty is an investment firm, a unique code for that firm, to be determined by the competent authority (if any) to which the report is made,\nwhere the counterparty is a regulated market or MTF or an entity acting as its central counterparty, the unique harmonised identification code for that market, MTF or entity acting as central counterparty, as specified in the list published by the competent authority of the home Member State of that entity in accordance with Article 13(2),\nwhere the counterparty is not an investment firm, a regulated market, an MTF or an entity acting as central counterparty, it should be identified as ‘customer/client’ of the investment firm which executed the transaction.\n21.\nVenue identification\nIdentification of the venue where the transaction was executed. That identification shall consist in:\nwhere the venue is a trading venue: its unique harmonised identification code,\notherwise: the code ‘OTC’.\n22.\nTransaction reference number\nA unique identification number for the transaction provided by the investment firm or a third party reporting on its behalf.\n23.\nCancellation flag\nAn indication as to whether the transaction was cancelled.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2006/1287/annex/I/division/1",
    "retrieved_at": "2026-11-01T14:53:31.975025+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}