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Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive (Text with EEA relevance)

Chapter V ADMISSION OF FINANCIAL INSTRUMENTS TO TRADING

United Kingdom

Original text. Later amendments are not shown.

35(Article 40(1) of Directive 2004/39/EC)Transferable securities
36(Article 40(1) of Directive 2004/39/EC)Units in collective investment undertakings
37(Article 40(1) and (2) of Directive 2004/39/EC)Derivatives

Chapter V

Legislation: Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive (Text with EEA relevance)
Citation: EU Regulation No 1287/2006, chapter v
Official version: legislation.gov.uk

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Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives. legislation.gov.uk is the official version.

Not legal advice.

👋 Jason Cartwright