Division 3b F1

Provided that the information is known or should be known by the credit rating agency, the obligations in point 3(aa), (ba) and (ca) and point 3a shall also relate to:

1. (a)

   indirect shareholders covered by Article 10 of Directive 2004/109/EC; and

2. (b)

   companies that control or exercise a dominant influence, directly or indirectly, on the credit rating agency, and which are covered by Article 10 of Directive 2004/109/EC.