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Chapter II Supervision by the FCAF1F2

United Kingdom

Original text. Later amendments are not shown.

  1. 21The FCA
  2. 22Competent authorities
  3. 22aExamination of compliance with methodology requirements
  4. 23Non-interference with content of ratings or methodologies
  5. 23aExercise of the powers referred to in Articles 23b to 23d
  6. 23bRequests for information
  7. 23cGeneral investigations
  8. 23dOn-site inspections
  9. 23eProcedural rules for taking supervisory measures and imposing fines
  10. 24Supervisory measures
  11. 25Hearing of the persons concerned
  12. 25aSectoral competent authorities responsible for the supervision and enforcement of Article 4(1) and Articles 5a, 8b, 8c and 8d

Annotations

Textual amendments

F1

Substituted by Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies (Text with EEA relevance).

F2

Words in Title 3 Ch. 2 heading substituted (31.12.2020) by The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/266), regs. 1(3), 78 (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)