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Chapter I Penalties, fines, periodic penalty payments, committee procedure, delegated powers and reportingF1

United Kingdom

Original text. Later amendments are not shown.

  1. 36Penalties
  2. 36aFines
  3. 36bPeriodic penalty payments
  4. 36cHearing of the persons subject to the proceedings
  5. 36dDisclosure, nature, enforcement and allocation of fines and periodic penalty payments
  6. 36eReview by the Court of Justice of the European Union
  7. 37Amendments to Annexes
  8. 38Treasury Regulations
  9. 38aExercise of the delegation
  10. 38bRevocation of the delegation
  11. 38cObjections to delegated acts
  12. 39Reports
  13. 39aESMA’s staffing and resources
  14. 39bReporting obligations

Annotations

Textual amendments

F1

Substituted by Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies (Text with EEA relevance).

Notes on Title IV

Textual amendments

F1

Title 4 heading substituted (31.12.2020) by The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/266), regs. 1(3), 93 (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)