{
  "url": "https://openlegislation.uk/eu-regulation-2009-428/annex-I/division-5/division-1",
  "json_url": "https://openlegislation.uk/eu-regulation-2009-428/annex-I/division-5/division-1.json",
  "legislation": "eur/2009/428",
  "legislation_title": "Council Regulation (EC) No 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items (Recast)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2009-428",
  "path": "annex/I/division/5/division/1",
  "kind": "division",
  "number": "[3A]",
  "heading": "Systems, Equipment and Components",
  "text": "Note 1:The control status of equipment and components described in 3A001 or 3A002, other than those described in 3A001.a.3. to 3A001.a.10., 3A001.a.12. to 3A001.a.14., 3A001.b.12. or 3A501.a.15. which are specially designed for or which have the same functional characteristics as other equipment is determined by the control status of the other equipment.\nNote 2:The control status of integrated circuits described in 3A001.a.3. to 3A001.a.9., or 3A001.a.12. to 3A001.a.14., which are unalterably programmed or designed for a specific function for another equipment is determined by the control status of the other equipment.\nNB:When the manufacturer or applicant cannot determine the control status of the other equipment, the control status of the integrated circuits is determined in 3A001.a.3. to 3A001.a.9., and 3A001.a.12. to 3A001.a.14.\nNote 3:The status of wafers (finished or unfinished), in which the function has been determined, is to be evaluated against the parameters of 3A001.a., 3A001.b., 3A001.d., 3A001.e.4., 3A001.g., 3A001.h., or 3A001.i.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Substituted by Commission Delegated Regulation (EU) 2020/1749 of 7 October 2020 amending Council Regulation (EC) No 428/2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items."
    },
    {
      "type": "F",
      "label": "F2",
      "text": "Words in Annex 1 substituted (31.3.2023) by The Export Control (Military and Dual-Use Lists) (Amendment) Regulations 2023 (S.I. 2023/302), regs. 1, 5(2)(d)(i)"
    },
    {
      "type": "F",
      "label": "F3",
      "text": "Words in Annex 1 Section 3A Note 1 substituted (16.12.2025) by The Export Control (Amendment) (No. 2) Regulations 2025 (S.I. 2025/1197), regs. 1(2), 9(2)(a)"
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2009/428/annex/I/division/5/division/1",
    "retrieved_at": "2026-11-01T14:51:29.916257+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}