Article 13 Implementation of prohibitions against market abuse
United Kingdom
F1The national regulatory authority must ensure that the prohibitions set out in Articles 3 and 5 and the obligation set out in Article 4 are applied.
F2The national regulatory authority must exercise its investigatory and enforcement powers in a proportionate manner.
Those powers may be exercised:
directly;
in collaboration with other authorities; or
by application to the competent judicial authorities.
Where appropriate, F3the national regulatory authority may exercise its investigatory powers in collaboration with organised markets, trade-matching systems or other persons professionally arranging transactions as referred to in point (d) of Article 8(4).
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Annotations
Textual amendments
- F1
Words in Art. 13(1) substituted (31.12.2020) by The Electricity and Gas (Market Integrity and Transparency) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/534), reg. 1(2), Sch. 1 para. 11(2)(a); 2020 c. 1, Sch. 5 para. 1(1)
- F2
Words in Art. 13(1) substituted (31.12.2020) by The Electricity and Gas (Market Integrity and Transparency) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/534), reg. 1(2), Sch. 1 para. 11(2)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F3
Words in Art. 13(1) substituted (31.12.2020) by The Electricity and Gas (Market Integrity and Transparency) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/534), reg. 1(2), Sch. 1 para. 11(2)(c); 2020 c. 1, Sch. 5 para. 1(1)
- F4
Art. 13(2) omitted (31.12.2020) by virtue of The Electricity and Gas (Market Integrity and Transparency) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/534), reg. 1(2), Sch. 1 para. 11(3); 2020 c. 1, Sch. 5 para. 1(1)