# Regulation (EU) No 1011/2012 of the European Central Bank of 17 October 2012 concerning statistics on holdings of securities (ECB/2012/24) (revoked) EU Regulation No 1011/2012 ยท adopted 17 October 2012 Regulation (EU) No 1011/2012 of the European Central Bank of 17 October 2012 concerning statistics on holdings of securities (ECB/2012/24) ## Introductory text Regulation (EU) No 1011/2012 of the European Central Bank of 17 October 2012 concerning statistics on holdings of securities (ECB/2012/24) (revoked) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 1 Definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2 Actual reporting population . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3 Statistical reporting requirements for sectoral data reporting agents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3a Statistical reporting requirements for group data reporting agents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3b General statistical reporting requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4 Derogations for sectoral data reporting agents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4a Derogations for group data reporting agents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4b General derogations and framework applicable to all derogations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 5 Accounting rules for the reporting of sectoral data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 5a Accounting rules for the reporting of group data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 5b General accounting rules . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 6 Timeliness of sectoral data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 6a Timeliness of group data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 6b General timeliness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 7 Minimum standards and national reporting arrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 7a Mergers, divisions and reorganisations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 8 Verification and compulsory collection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9 Simplified amendment procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 10 First reporting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 10a First reporting following the entry into force of Regulation (EU) 2015/730 (ECB/2015/18) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 10b First reporting following the entry into force of Regulation (EU) 2016/1384 of the European Central Bank (ECB/2016/22) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 10c First reporting following the entry into force of Regulation (EU) 2018/318 of the European Central Bank (ECB/2018/7) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 11 Final provision . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Annex I: STATISTICAL REPORTING REQUIREMENTS ## CHAPTER 1: SECTORAL DATA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## CHAPTER 2: GROUP DATA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Annex II: DEFINITIONS ## PART 1 Definitions of instrument categories . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## PART 2 Definitions of sectors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Division PART 3: Definition of financial transactions ## 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2 Financial transactions are defined as transactions in financial assets and liabilities between resident institutional units, and between them and non-resident institutional units. A financial transaction between institutional units is a simultaneous creation or liquidation of a financial asset and the counterpart liability, or a change in ownership of a financial asset, or an assumption of a liability. Accrued interest not yet paid is recorded as a financial transaction, showing that interest is reinvested in the relevant financial instrument. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4 Price and exchange rate revaluations refer to fluctuations in the valuation of the securities that arise either from changes in the price of securities and/or in exchange rates that affect the values expressed in euro of securities denominated in a foreign currency. As these changes represent holdings gains or losses which are not due to financial transactions, these effects need to be removed from the transactions data. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## PART 4 Definitions of security-by-security attributes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## PART 5 General definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## PART 6 Definition of holder attributes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## PART 7 Definition of issuer attributes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## PART 8 Definition of accounting and risk related attributes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Annex III MINIMUM STANDARDS TO BE APPLIED BY THE ACTUAL REPORTING POPULATION Actual reporting agents must fulfil the following minimum standards to meet the statistical reporting requirements of the European Central Bank (ECB). ## 1 Minimum standards for transmission: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2 Minimum standards for accuracy: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3 Minimum standards for compliance with concepts: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4 Minimum standards for revisions: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --- Source: https://www.legislation.gov.uk/eur/2012/1011 (the official version) Page: https://openlegislation.uk/eu-regulation-2012-1011 Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.