{
  "url": "https://openlegislation.uk/eu-regulation-2012-236",
  "json_url": "https://openlegislation.uk/eu-regulation-2012-236.json",
  "id": "eur/2012/236",
  "title": "Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance) (revoked)",
  "short_title": "Regulation (EU) No 236/2012 on short selling and certain aspects of credit default swaps",
  "long_title": "Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)",
  "citation": "EU Regulation No 236/2012",
  "type": "eur",
  "year": "2012",
  "number": "236",
  "version": "current",
  "date": "2012-03-14",
  "revised": false,
  "valid_from": null,
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "chapter/I",
      "kind": "chapter",
      "number": "I",
      "heading": "GENERAL PROVISIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Scope",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/I"
    },
    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Definitions",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/I"
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Short and long positions",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/I"
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Uncovered position in a sovereign credit default swap",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/I"
    },
    {
      "path": "chapter/II",
      "kind": "chapter",
      "number": "II",
      "heading": "TRANSPARENCY OF NET SHORT POSITIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Notification to competent authorities of significant net short positions in shares",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-5",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/II"
    },
    {
      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "Public disclosure of significant net short positions in shares",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-6",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/II"
    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "Notification to competent authorities of significant net short positions in sovereign debt",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-7",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/II"
    },
    {
      "path": "article/8",
      "kind": "article",
      "number": "8",
      "heading": "Notification to competent authorities of uncovered positions in sovereign credit default swaps",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-8",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/II"
    },
    {
      "path": "article/9",
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      "number": "9",
      "heading": "Method of notification and disclosure",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-9",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/II"
    },
    {
      "path": "article/10",
      "kind": "article",
      "number": "10",
      "heading": "Application of notification and disclosure requirements",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-10",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/II"
    },
    {
      "path": "article/11",
      "kind": "article",
      "number": "11",
      "heading": "Information to be provided to ESMA",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-11",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/II"
    },
    {
      "path": "chapter/III",
      "kind": "chapter",
      "number": "III",
      "heading": "UNCOVERED SHORT SALES",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/12",
      "kind": "article",
      "number": "12",
      "heading": "Restrictions on uncovered short sales in shares",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-12",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/III"
    },
    {
      "path": "article/13",
      "kind": "article",
      "number": "13",
      "heading": "Restrictions on uncovered short sales in sovereign debt",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-13",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/III"
    },
    {
      "path": "article/14",
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      "number": "14",
      "heading": "Restrictions on uncovered sovereign credit default swaps",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-14",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/III"
    },
    {
      "path": "article/15",
      "kind": "article",
      "number": "15",
      "heading": "Buy-in procedures",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-15",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/III"
    },
    {
      "path": "chapter/IV",
      "kind": "chapter",
      "number": "IV",
      "heading": "EXEMPTIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/16",
      "kind": "article",
      "number": "16",
      "heading": "Exemption where the principal trading venue is in a third country",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-16",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/IV"
    },
    {
      "path": "article/17",
      "kind": "article",
      "number": "17",
      "heading": "Exemption for market making activities and primary market operations",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/IV"
    },
    {
      "path": "chapter/V",
      "kind": "chapter",
      "number": "V",
      "heading": "POWERS OF INTERVENTION OF COMPETENT AUTHORITIES ...",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "chapter/V/section/1",
      "kind": "section",
      "number": "1",
      "heading": "Powers of competent authorities",
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      "status": "repealed",
      "parent": "chapter/V"
    },
    {
      "path": "article/18",
      "kind": "article",
      "number": "18",
      "heading": "Notification and disclosure in exceptional circumstances",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/V/section/1"
    },
    {
      "path": "article/19",
      "kind": "article",
      "number": "19",
      "heading": "Notification by lenders in exceptional circumstances",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/V/section/1"
    },
    {
      "path": "article/20",
      "kind": "article",
      "number": "20",
      "heading": "Restrictions on short selling and similar transactions in exceptional circumstances",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/V/section/1"
    },
    {
      "path": "article/21",
      "kind": "article",
      "number": "21",
      "heading": "Restrictions on sovereign credit default swap transactions in exceptional circumstances",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-21",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/V/section/1"
    },
    {
      "path": "article/22",
      "kind": "article",
      "number": "22",
      "heading": "Measures by other competent authorities",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/V/section/1"
    },
    {
      "path": "article/23",
      "kind": "article",
      "number": "23",
      "heading": "Power to restrict short selling of financial instruments temporarily in the case of a significant fall in price",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-23",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/V/section/1"
    },
    {
      "path": "article/24",
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      "heading": "Period of restrictions",
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      "status": "repealed",
      "parent": "chapter/V/section/1"
    },
    {
      "path": "article/25",
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      "heading": "Notice of restrictions",
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      "extent": "E+W+S+N.I.",
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      "parent": "chapter/V/section/1"
    },
    {
      "path": "article/26",
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      "heading": "Notification to ESMA and other competent authorities",
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      "extent": "E+W+S+N.I.",
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    {
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      "parent": "chapter/V"
    },
    {
      "path": "article/27",
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      "heading": "Coordination by ESMA",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/V/section/2"
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      "path": "article/28",
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      "status": "repealed",
      "parent": "chapter/V/section/2"
    },
    {
      "path": "article/29",
      "kind": "article",
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      "heading": "ESMA’s powers in emergency situations relating to sovereign debt",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-29",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/V/section/2"
    },
    {
      "path": "article/30",
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      "heading": "Further specification of adverse events or developments",
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      "status": "repealed",
      "parent": "chapter/V/section/2"
    },
    {
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      "heading": "Inquiries by ESMA",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/V/section/2"
    },
    {
      "path": "chapter/VI",
      "kind": "chapter",
      "number": "VI",
      "heading": "ROLE OF COMPETENT AUTHORITIES",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
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    {
      "path": "article/32",
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      "heading": "Competent authorities",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/VI"
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      "path": "article/33",
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      "status": "repealed",
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    },
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      "path": "article/34",
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      "heading": "Professional secrecy",
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      "status": "repealed",
      "parent": "chapter/VI"
    },
    {
      "path": "article/35",
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      "heading": "Obligation to cooperate",
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      "status": "repealed",
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      "path": "article/36",
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      "status": "repealed",
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    {
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/VI"
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      "path": "article/38",
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      "heading": "Cooperation with third countries",
      "url": "https://openlegislation.uk/eu-regulation-2012-236/article-38",
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      "status": "repealed",
      "parent": "chapter/VI"
    },
    {
      "path": "article/39",
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      "number": "39",
      "heading": "Transfer and retention of personal data",
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      "status": "repealed",
      "parent": "chapter/VI"
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      "path": "article/40",
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      "path": "article/41",
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      "heading": "Penalties",
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      "status": "repealed",
      "parent": "chapter/VI"
    },
    {
      "path": "chapter/VII",
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      "number": "VII",
      "heading": "REGULATIONS",
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      "path": "article/42",
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      "heading": "Regulations",
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      "number": "IX",
      "heading": "TRANSITIONAL AND FINAL PROVISIONS",
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      "path": "article/46",
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      "heading": "Entry into force",
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    {
      "path": "signature",
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  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
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}