# Commission Delegated Regulation (EU) No 449/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on information for registration and certification of credit rating agencies (Text with EEA relevance), Division 1: A credit rating agency shall provide the following information regarding policies and procedures referred to in Article 11(1):

Extent: E+W+S+N.I.

(a) a description of the roles and responsibilities of the employees;
(b) a description of the mechanisms to monitor the effectiveness of the policy or procedure;
(c) the number of employees and the ratio of temporary to permanent employees;
(d) information on the reporting lines and the frequency of reporting; and
(e) a description of the interaction between the relevant function and employees directly involved in the rating process and between that function and any other functions.

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Source: https://www.legislation.gov.uk/eur/2012/449/annex/IV/division/ORGANISATIONAL/division/1 (the official version)
Page: https://openlegislation.uk/eu-regulation-2012-449/annex-IV/division-ORGANISATIONAL/division-1
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.