{
  "url": "https://openlegislation.uk/eu-regulation-2012-449/annex-IV/division-ORGANISATIONAL/division-3",
  "json_url": "https://openlegislation.uk/eu-regulation-2012-449/annex-IV/division-ORGANISATIONAL/division-3.json",
  "legislation": "eur/2012/449",
  "legislation_title": "Commission Delegated Regulation (EU) No 449/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on information for registration and certification of credit rating agencies (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2012-449",
  "path": "annex/IV/division/ORGANISATIONAL/division/3",
  "kind": "division",
  "number": "3",
  "heading": "With respect to the compliance function, a credit rating agency shall provide the following information:",
  "text": "(a) the policies and procedures on the reporting of information as described in point 5 of Section C of Annex I to Regulation (EC) No 1060/2009;\n(b) a description on how it ensures the independence of the compliance function;\n(c) the most recent report of the compliance officer;\n(d) a work plan for the next three years.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2012/449/annex/IV/division/ORGANISATIONAL/division/3",
    "retrieved_at": "2026-11-01T14:49:25.461337+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}