# Commission Delegated Regulation (EU) No 449/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on information for registration and certification of credit rating agencies (Text with EEA relevance), Division 3: With respect to the compliance function, a credit rating agency shall provide the following information:

Extent: E+W+S+N.I.

(a) the policies and procedures on the reporting of information as described in point 5 of Section C of Annex I to Regulation (EC) No 1060/2009;
(b) a description on how it ensures the independence of the compliance function;
(c) the most recent report of the compliance officer;
(d) a work plan for the next three years.

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Source: https://www.legislation.gov.uk/eur/2012/449/annex/IV/division/ORGANISATIONAL/division/3 (the official version)
Page: https://openlegislation.uk/eu-regulation-2012-449/annex-IV/division-ORGANISATIONAL/division-3
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.