# Commission Delegated Regulation (EU) No 449/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on information for registration and certification of credit rating agencies (Text with EEA relevance), Article 8: Owners and parent undertaking of a credit rating agency

Extent: E+W+S+N.I.

1. A credit rating agency shall provide ESMA with:
(a) a list of each person who directly or indirectly holds 5 % or more of the credit rating agency’s capital or of voting rights or whose holding makes it possible to exercise a significant influence over the management of the credit rating agency;
(b) the information set out in points 1 and 2 of Annex III in relation to each such person.
2. A credit rating agency shall also provide the following information to ESMA:
(a) a list of any undertakings in which a person referred to in paragraph 1 holds 5 % or more of the capital or voting rights or over whose management that person exercises a significant influence;
(b) an identification of their business activity referred to in point 3 of Annex III.
3. Where a credit rating agency has a parent undertaking, it shall:
(a) identify the country where the parent undertaking is established;
(b) indicate whether the parent undertaking is authorised or registered and subject to supervision.

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Source: https://www.legislation.gov.uk/eur/2012/449/article/8 (the official version)
Page: https://openlegislation.uk/eu-regulation-2012-449/article-8
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.