OpenLegislation

Chapter 1 Conditions and procedures for registration of a trade repository

United Kingdom

Original text. Later amendments are not shown.

  1. 55Registration of a trade repository
  2. 56Application for registration
  3. 57Notification of and consultation with competent authorities prior to registration
  4. 58Examination of the application
  5. 59Notification of ESMA decisions relating to registration
  6. 60Exercise of the powers referred to in Articles 61 to 63
  7. 61Request for information
  8. 62General investigations
  9. 63On-site inspections
  10. 64Procedural rules for taking supervisory measures and imposing fines
  11. 65Fines
  12. 66Periodic penalty payments
  13. 67Hearing of the persons concerned
  14. 68Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
  15. 69Review by the Court of Justice
  16. 70Amendments to Annex II
  17. 71Withdrawal of registration
  18. 71aPublication and notification of decisions about registration of trade repositories
  19. 71bReference to the Tribunal
  20. 72Supervisory fees
  21. 73Supervisory measures by ESMA
  22. 74Delegation of tasks by ESMA to competent authorities