{
  "url": "https://openlegislation.uk/eu-regulation-2012-862/article-1",
  "json_url": "https://openlegislation.uk/eu-regulation-2012-862/article-1.json",
  "legislation": "eur/2012/862",
  "legislation_title": "Commission Delegated Regulation (EU) No 862/2012 of 4 June 2012 amending Regulation (EC) No 809/2004 as regards information on the consent to use of the prospectus, information on underlying indexes and the requirement for a report prepared by independent accountants or auditors (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2012-862",
  "path": "article/1",
  "kind": "article",
  "number": "1",
  "heading": "Amendments to Regulation (EC) No 809/2004",
  "text": "Regulation (EC) No 809/2004 is amended as follows:\n(1) the second paragraph of Article 3 is replaced by the following:\n‘A prospectus shall contain the information items required in Annexes I to XVII and Annexes XX to XXX depending on the type of issuer or issues and securities involved. Subject to Article 4a(1), a competent authority shall not require that a prospectus contains information items which are not included in Annexes I to XVII or Annexes XX to XXX.’;\n(2) the following Article 20a is inserted:\n‘Additional information building block for consent given in accordance with Article 3(2) of Directive 2003/71/EC\nArticle 20a 1. For the purposes of the third subparagraph of Article 3(2) of Directive 2003/71/EC, the prospectus shall contain the following:\n(a) the additional information set out in Sections 1 and 2A of Annex XXX where the consent is given to one or more specified financial intermediaries;\n(b) the additional information set out in Sections 1 and 2B of Annex XXX where the issuer or the person responsible for drawing up the prospectus chooses to give its consent to all financial intermediaries.\n2. Where a financial intermediary does not comply with the conditions attached to consent as disclosed in the prospectus, a new prospectus shall be required in accordance with the second paragraph of Article 3(2) of Directive 2003/71/EC.’;\n(3) the second subparagraph of Article 22(1) is replaced by the following:\n‘A base prospectus shall contain the information items required in Annexes I to XVII, Annex XX and Annexes XXIII to XXX depending on the type of issuer and securities involved. Competent authorities shall not require that a base prospectus contains information items which are not included in Annexes I to XVII, Annex XX or Annexes XXIII to XXX.’;\n(4) the Annexes are amended in accordance with the Annex to this Regulation.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2012/862/article/1",
    "retrieved_at": "2026-11-01T14:49:12.520950+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}