{
  "url": "https://openlegislation.uk/eu-regulation-2013-1073",
  "json_url": "https://openlegislation.uk/eu-regulation-2013-1073.json",
  "id": "eur/2013/1073",
  "title": "Regulation (EU) No 1073/2013 of the European Central Bank of 18 October 2013 concerning statistics on the assets and liabilities of investment funds (recast) (ECB/2013/38) (revoked)",
  "short_title": "Regulation (EU) No 1073/2013 of the European Central Bank of 18 October 2013 concerning statistics on the…",
  "long_title": "Regulation (EU) No 1073/2013 of the European Central Bank of 18 October 2013 concerning statistics on the assets and liabilities of investment funds (recast) (ECB/2013/38)",
  "citation": "EU Regulation No 1073/2013",
  "type": "eur",
  "year": "2013",
  "number": "1073",
  "version": "current",
  "date": "2013-10-18",
  "revised": false,
  "valid_from": null,
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Definitions",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/article-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Actual reporting population",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/article-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "List of IFs for statistical purposes",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/article-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Fund-by-fund reporting",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/article-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Quarterly and monthly statistical reporting requirements",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/article-5",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "Revaluation adjustments or transactions",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/article-6",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "Accounting rules",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/article-7",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/8",
      "kind": "article",
      "number": "8",
      "heading": "Derogations",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/article-8",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/9",
      "kind": "article",
      "number": "9",
      "heading": "Timeliness",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/article-9",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/10",
      "kind": "article",
      "number": "10",
      "heading": "Minimum standards and national reporting arrangements",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/article-10",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/11",
      "kind": "article",
      "number": "11",
      "heading": "Mergers, divisions and reorganisations",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/12",
      "kind": "article",
      "number": "12",
      "heading": "Verification and compulsory collection",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/article-12",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/13",
      "kind": "article",
      "number": "13",
      "heading": "First reporting",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/14",
      "kind": "article",
      "number": "14",
      "heading": "Repeal",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/15",
      "kind": "article",
      "number": "15",
      "heading": "Final provision",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/article-15",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/signature",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "annex/I",
      "kind": "annex",
      "number": "I",
      "heading": "STATISTICAL REPORTING REQUIREMENTS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "annex/I/part/1",
      "kind": "division",
      "number": "PART 1",
      "heading": "General statistical reporting requirements",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/I"
    },
    {
      "path": "annex/I/part/1/division/1",
      "kind": "division",
      "number": "1",
      "heading": "The actual reporting population must provide the following statistical information:",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/annex-I/part-1/division-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/I/part/1"
    },
    {
      "path": "annex/I/part/1/division/2",
      "kind": "division",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/annex-I/part-1/division-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/I/part/1"
    },
    {
      "path": "annex/I/part/1/division/3",
      "kind": "division",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/annex-I/part-1/division-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/I/part/1"
    },
    {
      "path": "annex/I/part/2",
      "kind": "division",
      "number": "PART 2",
      "heading": "Residency and economic sector of the holders of IF shares/units",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/I"
    },
    {
      "path": "annex/I/part/2/division/1",
      "kind": "division",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/annex-I/part-2/division-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/I/part/2"
    },
    {
      "path": "annex/I/part/2/division/2",
      "kind": "division",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/annex-I/part-2/division-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/I/part/2"
    },
    {
      "path": "annex/I/part/2/division/3",
      "kind": "division",
      "number": "3",
      "heading": "As regards bearer shares/units, reporting agents report data on the residency and sector breakdown of the holders of IF shares/units in accordance with the approach decided by the relevant NCB. This requirement is limited to one or a combination of the following options, to be selected having regard to the organisation of the relevant markets and the national legal arrangements in the Member State in question. This requirement will be periodically monitored by the NCB.",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/annex-I/part-2/division-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/I/part/2"
    },
    {
      "path": "annex/I/part/2/division/4",
      "kind": "division",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/annex-I/part-2/division-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/I/part/2"
    },
    {
      "path": "annex/I/part/2/division/5",
      "kind": "division",
      "number": "5",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/annex-I/part-2/division-5",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/I/part/2"
    },
    {
      "path": "annex/I/part/3",
      "kind": "division",
      "number": "PART 3",
      "heading": "Reporting tables",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/annex-I/part-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/I"
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      "path": "annex/II",
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      "heading": "DEFINITIONS",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
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      "heading": "Definitions of instrument categories",
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      "parent": "annex/II/part/1"
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      "path": "annex/II/part/1/division/3",
      "kind": "division",
      "number": "3",
      "heading": "Financial claims can be distinguished by whether they are negotiable or not. A claim is negotiable if its ownership is readily capable of being transferred from one unit to another by delivery or endorsement or of being offset in the case of financial derivatives. While any financial instrument can be potentially traded, negotiable instruments are designed to be traded on an organised exchange or ‘over-the-counter’, although actual trading is not a necessary condition for negotiability.",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/annex-II/part-1/division-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/II/part/1"
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      "path": "annex/II/part/2",
      "kind": "division",
      "number": "PART 2",
      "heading": "Definitions of security-by-security attributes",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/annex-II/part-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
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    {
      "path": "annex/II/part/3",
      "kind": "division",
      "number": "PART 3",
      "heading": "Definitions of sectors",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/annex-II/part-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/II"
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    {
      "path": "annex/III",
      "kind": "annex",
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      "heading": "REVALUATION ADJUSTMENTS OR TRANSACTIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
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      "parent": null
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      "number": "1",
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      "status": "repealed",
      "parent": "annex/III"
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      "path": "annex/IV",
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      "number": "IV",
      "heading": "MINIMUM STANDARDS TO BE APPLIED BY THE ACTUAL REPORTING POPULATION",
      "url": "https://openlegislation.uk/eu-regulation-2013-1073/annex-IV",
      "extent": "E+W+S+N.I.",
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      "parent": null
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      "number": "1",
      "heading": "Minimum standards for transmission:",
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      "status": "repealed",
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      "number": "2",
      "heading": "Minimum standards for accuracy:",
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      "path": "annex/IV/division/3",
      "kind": "division",
      "number": "3",
      "heading": "Minimum standards for compliance with concepts:",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "annex/IV"
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      "heading": "Minimum standards for revisions:",
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      "status": "repealed",
      "parent": "annex/IV"
    },
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      "heading": null,
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    }
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}