{
  "url": "https://openlegislation.uk/eu-regulation-2013-150",
  "json_url": "https://openlegislation.uk/eu-regulation-2013-150.json",
  "id": "eur/2013/150",
  "title": "Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository (Text with EEA relevance)",
  "short_title": "Regulation (EU) No 150/2013 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the…",
  "long_title": "Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository (Text with EEA relevance)",
  "citation": "EU Regulation No 150/2013",
  "type": "eur",
  "year": "2013",
  "number": "150",
  "version": "current",
  "date": "2012-12-19",
  "revised": false,
  "valid_from": null,
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "chapter/1",
      "kind": "chapter",
      "number": "1",
      "heading": "REGISTRATION",
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      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "chapter/1/section/1",
      "kind": "section",
      "number": "1",
      "heading": "General",
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      "status": null,
      "parent": "chapter/1"
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Identification, legal status and class of derivatives",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/1"
    },
    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Policies and procedures",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/1"
    },
    {
      "path": "chapter/1/section/2",
      "kind": "section",
      "number": "2",
      "heading": "Ownership",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1"
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Ownership of the trade repository",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/2"
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Ownership chart",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/2"
    },
    {
      "path": "chapter/1/section/3",
      "kind": "section",
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      "heading": "Organisational structure, governance and compliance",
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      "status": null,
      "parent": "chapter/1"
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Organisational chart",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-5",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/3"
    },
    {
      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "Corporate governance",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-6",
      "extent": "E+W+S+N.I.",
      "status": null,
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    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "Internal control",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-7",
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      "status": null,
      "parent": "chapter/1/section/3"
    },
    {
      "path": "article/8",
      "kind": "article",
      "number": "8",
      "heading": "Regulatory compliance",
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      "status": null,
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    },
    {
      "path": "article/9",
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      "number": "9",
      "heading": "Senior management and members of the Board",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-9",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/3"
    },
    {
      "path": "chapter/1/section/4",
      "kind": "section",
      "number": "4",
      "heading": "Staffing and remuneration",
      "url": null,
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      "status": null,
      "parent": "chapter/1"
    },
    {
      "path": "article/10",
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      "number": "10",
      "heading": "Staffing policies and procedures",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-10",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/4"
    },
    {
      "path": "article/11",
      "kind": "article",
      "number": "11",
      "heading": "Fitness and properness",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-11",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/4"
    },
    {
      "path": "chapter/1/section/5",
      "kind": "section",
      "number": "5",
      "heading": "Financial resources for the performance of the trade repository",
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      "status": null,
      "parent": "chapter/1"
    },
    {
      "path": "article/12",
      "kind": "article",
      "number": "12",
      "heading": "Financial reports and business plans",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-12",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/5"
    },
    {
      "path": "chapter/1/section/6",
      "kind": "section",
      "number": "6",
      "heading": "Conflicts of interest",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1"
    },
    {
      "path": "article/13",
      "kind": "article",
      "number": "13",
      "heading": "Management of conflicts of interest",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-13",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/6"
    },
    {
      "path": "article/14",
      "kind": "article",
      "number": "14",
      "heading": "Confidentiality",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-14",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/6"
    },
    {
      "path": "article/15",
      "kind": "article",
      "number": "15",
      "heading": "Inventory and mitigation of conflicts of interest",
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      "status": null,
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    },
    {
      "path": "chapter/1/section/7",
      "kind": "section",
      "number": "7",
      "heading": "Resources and procedures",
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      "status": null,
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    },
    {
      "path": "article/16",
      "kind": "article",
      "number": "16",
      "heading": "Information Technology resources and outsourcing",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-16",
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      "status": null,
      "parent": "chapter/1/section/7"
    },
    {
      "path": "article/17",
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      "number": "17",
      "heading": "Ancillary services",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-17",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/7"
    },
    {
      "path": "chapter/1/section/8",
      "kind": "section",
      "number": "8",
      "heading": "Access rules",
      "url": null,
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      "status": null,
      "parent": "chapter/1"
    },
    {
      "path": "article/18",
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      "number": "18",
      "heading": "Transparency of access rules",
      "url": "https://openlegislation.uk/eu-regulation-2013-150/article-18",
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      "status": null,
      "parent": "chapter/1/section/8"
    },
    {
      "path": "article/19",
      "kind": "article",
      "number": "19",
      "heading": "Verification of completeness and correctness of data",
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      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/8"
    },
    {
      "path": "article/20",
      "kind": "article",
      "number": "20",
      "heading": "Pricing policy transparency",
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      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1/section/8"
    },
    {
      "path": "chapter/1/section/9",
      "kind": "section",
      "number": "9",
      "heading": "Operational reliability",
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      "extent": "E+W+S+N.I.",
      "status": null,
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    },
    {
      "path": "article/21",
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      "status": null,
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      "status": null,
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      "path": "signature",
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      "status": null,
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    }
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  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
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}