OpenLegislation

Article 3 Ownership of the trade repository

United Kingdom

Original text. Later amendments are not shown.

1.

An application for registration as a trade repository shall contain:

(a)

a list containing the name of each person or entity who directly or indirectly holds 5 % or more of the applicants capital or of its voting rights or whose holding makes it possible to exercise a significant influence over the applicants management;

(b)

a list of any undertakings in which a person referred to in point (a) holds 5 % or more of the capital or voting rights or over whose management they exercise a significant influence.

F12.

Where the applicant has a parent undertaking, it shall:

(a)

identify the legal address of that parent undertaking;

(b)

indicate whether the parent undertaking is authorised or registered and subject to supervision, and when this is the case, state any reference number and the name of the responsible supervisory authority.

Annotations

Textual amendments

F1

Substituted by Commission Delegated Regulation (EU) 2019/362 of 13 December 2018 amending Delegated Regulation (EU) No 150/2013 as regards regulatory technical standards specifying the details of the application for registration as a trade repository (Text with EEA relevance).