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Section 6 Organisational requirements — general principles

United Kingdom

Original text. Later amendments are not shown.

  1. 57General requirements
  2. 58Electronic data processing
  3. 59Accounting procedures
  4. 60Control by the governing body, senior management and supervisory function
  5. 61Permanent compliance function
  6. 62Permanent internal audit function
  7. 63Personal transactions
  8. 64Recording of portfolio transactions
  9. 65Recording of subscription and redemption orders
  10. 66Recordkeeping requirements