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Section 1 Application of requirements on a consolidated basisX1

United Kingdom

Original text. Later amendments are not shown.

  1. 11General treatment
  2. 12Financial holding company or mixed financial holding company with both a subsidiary credit institution and a subsidiary investment firm
  3. 12aConsolidated calculation for G-SIIs with multiple resolution entities
  4. 13Application of disclosure requirements on a consolidated basis
  5. 14Application of due-diligence rules on a consolidated basis
  6. 15Derogation from the application of own funds requirements on a consolidated basis for groups of investment firms
  7. 16Derogation from the application of the leverage ratio requirements on a consolidated basis for groups of investment firms
  8. 17Supervision of investment firms waived from the application of own funds requirements on a consolidated basis

Annotations

Editorial notes

X1

Substituted by Corrigendum to Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p. 1).

Notes on the whole EU Regulation

Textual amendments

F1

Regulation revoked (1.1.2024 for the revocation of Art. 92b, 1.1.2026 for the revocation of Arts. 6(1a), 11(3a), 12a, 18(1) (in part), 25-35, 37-47, 47a(1)(2), 47c-79a, 81(1)(a)(i)-(iic)(b)(c)(2), 82(a)(i)-(iic)(b)(c), 83-91, 92a, 466, 468, 469a, 471, 473-474, 476, 479, 480, 482-491, 494-494b, otherwise prosp.) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 1 (with s. 1(4)); S.I. 2023/779, reg. 5(b)(i); S.I. 2025/873, reg. 4(b) (with regs. 6, 7) (as amended by S.I. 2025/1293, reg. 2)