{
  "url": "https://openlegislation.uk/eu-regulation-2013-759/annex",
  "json_url": "https://openlegislation.uk/eu-regulation-2013-759/annex.json",
  "legislation": "eur/2013/759",
  "legislation_title": "Commission Delegated Regulation (EU) No 759/2013 of 30 April 2013 amending Regulation (EC) No 809/2004 as regards the disclosure requirements for convertible and exchangeable debt securities (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2013-759",
  "path": "annex",
  "kind": "annex",
  "number": null,
  "heading": null,
  "text": "ANNEX XVIII\nPART I\nTable of combinations\nNo\nANNEX XVIII Part I\nREGISTRATION DOCUMENT\nSCHEDULES\nBUILDING BLOCK\nSCHEDULES\nTYPES OF SECURITIES\nShare\nDebt and Derivative(< EUR 100 000)\nDebt and Derivative(> or = EUR 100 000)\nAsset Backed Securities\nBanks Debt and Derivative\nPro forma Information(if applicable)\nCollective Investment Undertaking of the closed-end Type\nStates and their Regional and local Authorities\nPublic International Bodies/debt Securities guaranteed by a Member State of the OECD\n1\nShares (preference shares, redeemable shares, shares with preferential subscription rights, etc.)\n2\nDebt securities (vanilla debt securities, income Debt securities, structured Debt securities, etc.) with a denomination of less than EUR 100 000\nOR\nOR\n3\nDebt securities (vanilla Debt securities, income Debt Securities, structured Debt securities, etc.) with a denomination of at least EUR 100 000\nOR\nOR\n4\nDebt securities guaranteed by a third party\nOR\nOR\nOR\n5\nDerivative securities guaranteed by a third party\nOR\nOR\nOR\n6\nAsset backed securities\n7\nDebt securities exchangeable or convertible into third party shares or issuer’s or group shares which are admitted on a regulated market\nOR\nOR\nOR\n8\nDebt securities exchangeable or convertible into third party shares not admitted on a regulated market\nIssuer of debt Securities exchangeable or convertible\nOR\nOR\nOR\nIssuer of (underlying) Shares\n9\nDebt securities exchangeable or convertible into the issuer’s shares not admitted on a regulated market\n10\nDebt securities exchangeable or convertible into group’s shares not admitted on a regulated market\nIssuer of debt securities exchangeable or convertible\nOR\nOR\nOR\nIssuer of (underlying) shares\n11\nDebt securities with warrants to acquire the issuer’s shares not admitted to trading on a regulated market\n12\nShares with warrants to acquire the issuer’s shares not admitted to trading on a regulated market\n13\nDerivatives securities giving the right to subscribe or to acquire the issuer’s shares not admitted on a regulated market\n14\nDerivatives securities giving the right to acquire group’s shares not admitted on a regulated market\nOR\nOR\nOR\n15\nDerivatives securities giving the right to subscribe or to acquire issuer’s or group shares which are admitted on a regulated market and derivatives securities linked to any other underlying than issuer’s or group shares which are not admitted on a regulated market (including any derivatives securities entitling to cash settlement)\nOR\nOR\nOR\nNo\nANNEX XVIII Part I\nSECURITIES NOTE\nSCHEDULES\nADDITIONAL BUILDING BLOCKS\nTYPES OF SECURITIES\nShare\nDebt(< EUR 100 000)\nDebt(> or = EUR 100 000)\nDerivatives securities\nGuarantees\nAsset backed securities\nUnderlying share\n1\nShares (preference shares, redeemable shares, shares with preferential subscription rights, etc.)\n2\nDebt Securities (vanilla Debt Securities, income Debt Securities, structured Debt Securities, etc.) with a denomination of less than EUR 100 000\n3\nDebt Securities (vanilla Debt Securities, income Debt Securities, structured Debt Securities, etc.) with a denomination of at least EUR 100 000\n4\nDebt Securities guaranteed by a third party\nOR\nOR\n5\nDerivative securities guaranteed by a third party\n6\nAsset backed securities\nOR\nOR\n7\nDebt Securities exchangeable or convertible into third party shares or issuer’s or group shares which are admitted on a regulated market\nOR\nOR\nAND only item 4.2.2\n8\nDebt Securities exchangeable or convertible into third party shares not admitted on a regulated market\nDebt Securities exchangeable or convertible\nOR\nOR\n(Underlying) Shares\nAND except item 2\n9\nDebt Securities exchangeable or convertible into the issuer’s shares not admitted on a regulated market\nAND only items 3.1 and 3.2\nOR\nOR\n10\nDebt Securities exchangeable or convertible into group’s shares not admitted on a regulated market\nDebt Securities exchangeable or convertible\nOR\nOR\n(Underlying) Shares\nAND only items 3.1 and 3.2\n11\nDebt securities with warrants to acquire the issuer’s shares not admitted to trading on a regulated market\nOR\nOR\nAND except item 4.2.2\n12\nShares with warrants to acquire the issuer’s shares not admitted to trading on a regulated market\nAND except item 4.2.2\n13\nDerivatives securities giving the right to subscribe or to acquire the issuer’s shares not admitted on a regulated market\nAND except item 4.2.2\n14\nDerivatives securities giving the right to acquire group’s shares not admitted on a regulated market\nAND except item 4.2.2\n15\nDerivatives securities giving the right to subscribe or to acquire issuer’s or group shares which are admitted on a regulated market and derivatives securities linked to any other underlying than issuer’s or group shares which are not admitted on a regulated market (including any derivatives securities entitling to cash settlement)\nPART II\nTable of combinations regarding rights issues of debt securities convertible or exchangeable into issuer’s shares and debt securities convertible or exchangeable into issuer’s shares where such rights issues and debt securities are issued by small and medium sized enterprises (“SMEs”) or companies with reduced market capitalisation (“Small Caps”) (proportionate disclosure regime)\nHowever, issuers may choose to draw up the prospectus in accordance with the full disclosure regime.\nNo\nANNEX XVIII Part II: PDR\nREGISTRATION DOCUMENT\nSCHEDULES\nBUILDING BLOCK\nSCHEDULES\nTYPES OF SECURITIES\nShare\nDebt and Derivative(< EUR 100 000)\nDebt and derivative(> or = EUR 100 000)\nAsset backed securities\nBanks debt and derivative\nPro forma information(if applicable)\nCollective investment undertaking of the closed-end type\nStates and their regional and local authorities\nPublic international Bodies/debt securities guaranteed by a Member State of the OECD\n1\nRights issues of Debt Securities convertible or exchangeable into issuer’s shares, when the issuer has shares of the same class already admitted on a regulated market or MTF if conditions in Article 26a(2) are fulfilled\n2\nSMEs and Small Caps Debt securities exchangeable or convertible into third party shares or issuer’s or group shares which are admitted on a regulated market\nOR\nOR\nOR\n3\nSMEs and Small Caps Debt Securities exchangeable or convertible into third party shares not admitted on a regulated market\nDebt Securities exchangeable or convertible\nOR\nOR\nOR\n(Underlying) Shares\n4\nSMEs and Small Caps Debt Securities exchangeable or convertible into the issuer’s shares not admitted on a regulated market\n5\nSMEs and Small Caps Debt Securities exchangeable or convertible into group’s shares not admitted on a regulated market\nDebt Securities exchangeable or convertible\nOR\nOR\nOR\n(Underlying) Shares\nNo\nANNEX XVIII Part II: PDR\nSECURITIES NOTE\nSCHEDULES\nADDITIONAL BUILDING BLOCKS\nTYPES OF SECURITIES\nShare\nDebt(< EUR 100 000)\nDebt(> or = EUR 100 000)\nDerivatives Securities\nGuarantees\nAsset backed securities\nUnderlying share\n1\nRights issues of debt securities exchangeable or convertible into issuer’s shares, when the issuer has shares of the same class already admitted on a regulated market or MTF if conditions in Article 26a(2) are fulfilled\nAND only items 3.1 and 3.2\nOR\nOR\nAND except item 2\n2\nSMEs and Small Caps Debt Securities exchangeable or convertible into third party shares or issuer’s or group shares which are admitted on a regulated market\nOR\nOR\nAND only item 4.2.2\n3\nSMEs and Small Caps Debt securities exchangeable or convertible into third party shares not admitted on a regulated market\nDebt Securities exchangeable or convertible\nOR\nOR\nUnderlying Shares\nAND except item 2\n4\nSMEs and Small Caps Debt securities exchangeable or convertible into the issuer’s shares not admitted on a regulated market\nAND only items 3.1 and 3.2\nOR\nOR\n5\nSMEs and Small Caps Debt securities exchangeable or convertible into group’s shares not admitted on a regulated market\nDebt securities\nOR\nOR\n(Underlying) Shares\nAND only items 3.1 and 3.2",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2013/759/annex",
    "retrieved_at": "2026-11-01T14:48:28.887845+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}