{
  "url": "https://openlegislation.uk/eu-regulation-2014-529",
  "json_url": "https://openlegislation.uk/eu-regulation-2014-529.json",
  "id": "eur/2014/529",
  "title": "Commission Delegated Regulation (EU) No 529/2014 of 12 March 2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for assessing the materiality of extensions and changes of the Internal Ratings Based Approach and the Advanced Measurement Approach (Text with EEA relevance)",
  "short_title": "Regulation (EU) No 529/2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the…",
  "long_title": "Commission Delegated Regulation (EU) No 529/2014 of 12 March 2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to regulatory technical standards for assessing the materiality of extensions and changes of the Internal Ratings Based Approach and the Advanced Measurement Approach (Text with EEA relevance)",
  "citation": "EU Regulation No 529/2014",
  "type": "eur",
  "year": "2014",
  "number": "529",
  "version": "current",
  "date": "2014-03-12",
  "revised": false,
  "valid_from": null,
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 1,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Subject matter",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/article-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Categories of extensions and changes",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/article-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Principles of classification of extensions and changes",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/article-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Material changes to the IRB approach",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/article-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Changes to the IRB approach not considered material",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/article-5",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "Material extensions and changes to the AMA",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/article-6",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "Extensions and changes to the AMA not considered material",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/article-7",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/7a",
      "kind": "article",
      "number": "7a",
      "heading": "Material extensions and changes to the IMA",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/article-7a",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/7b",
      "kind": "article",
      "number": "7b",
      "heading": "Extensions and changes to the IMA not considered material",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/article-7b",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/8",
      "kind": "article",
      "number": "8",
      "heading": "Documentation of extensions and changes",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/article-8",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/9",
      "kind": "article",
      "number": "9",
      "heading": "Entry into force",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/article-9",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/signature",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "annex/I",
      "kind": "annex",
      "number": "I",
      "heading": "CHANGES TO THE IRB APPROACH",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "annex/I/part/I",
      "kind": "part",
      "number": "I",
      "heading": "CHANGES TO THE RANGE OF APPLICATION OF RATING SYSTEMS OR INTERNAL MODELS APPROACHES TO EQUITY EXPOSURES",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I"
    },
    {
      "path": "annex/I/part/I/section/1",
      "kind": "section",
      "number": "1",
      "heading": "Changes requiring competent authorities' approval (‘material’)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/I"
    },
    {
      "path": "annex/I/part/I/section/1/division/1",
      "kind": "division",
      "number": "1",
      "heading": "Extending the range of application of a rating system to:",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-I/section-1/division-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/I/section/1"
    },
    {
      "path": "annex/I/part/I/section/1/division/2",
      "kind": "division",
      "number": "2",
      "heading": "Extending the range of application of an internal models approach to equity exposures, to one of the following type of exposures:",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-I/section-1/division-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/I/section/1"
    },
    {
      "path": "annex/I/part/I/section/2",
      "kind": "section",
      "number": "2",
      "heading": "Changes requiring prior notification to competent authorities",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/I"
    },
    {
      "path": "annex/I/part/I/section/2/division/1",
      "kind": "division",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-I/section-2/division-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/I/section/2"
    },
    {
      "path": "annex/I/part/I/section/2/division/2",
      "kind": "division",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-I/section-2/division-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/I/section/2"
    },
    {
      "path": "annex/I/part/I/section/2/division/3",
      "kind": "division",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-I/section-2/division-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/I/section/2"
    },
    {
      "path": "annex/I/part/I/section/2/division/4",
      "kind": "division",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-I/section-2/division-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/I/section/2"
    },
    {
      "path": "annex/I/part/II",
      "kind": "part",
      "number": "II",
      "heading": "CHANGES TO RATING SYSTEMS OR AN INTERNAL MODELS APPROACH TO EQUITY EXPOSURES",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I"
    },
    {
      "path": "annex/I/part/II/section/1",
      "kind": "section",
      "number": "1",
      "heading": "Changes requiring competent authorities' approval (‘material’)",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II"
    },
    {
      "path": "annex/I/part/II/section/1/division/1",
      "kind": "division",
      "number": "1",
      "heading": "Changes in the methodology of assigning exposures to exposure classes and rating systems. These include:",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-II/section-1/division-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II/section/1"
    },
    {
      "path": "annex/I/part/II/section/1/division/2",
      "kind": "division",
      "number": "2",
      "heading": "The following changes in the algorithms and procedures used for: assigning obligors to obligor grades or pools; for assigning exposures to facility grades or pools; or for quantifying the risk of obligor default or associated loss (‘changes in the rating methodology for IRB systems’):",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-II/section-1/division-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II/section/1"
    },
    {
      "path": "annex/I/part/II/section/1/division/3",
      "kind": "division",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-II/section-1/division-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II/section/1"
    },
    {
      "path": "annex/I/part/II/section/1/division/4",
      "kind": "division",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-II/section-1/division-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II/section/1"
    },
    {
      "path": "annex/I/part/II/section/1/division/5",
      "kind": "division",
      "number": "5",
      "heading": "Changes in the internal models approach to equity exposures. These include:",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-II/section-1/division-5",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II/section/1"
    },
    {
      "path": "annex/I/part/II/section/2",
      "kind": "section",
      "number": "2",
      "heading": "Changes requiring ex ante notification to competent authorities",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II"
    },
    {
      "path": "annex/I/part/II/section/2/division/1",
      "kind": "division",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-II/section-2/division-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II/section/2"
    },
    {
      "path": "annex/I/part/II/section/2/division/2",
      "kind": "division",
      "number": "2",
      "heading": "The following changes in the rating methodology for IRB systems:",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-II/section-2/division-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II/section/2"
    },
    {
      "path": "annex/I/part/II/section/2/division/3",
      "kind": "division",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-II/section-2/division-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II/section/2"
    },
    {
      "path": "annex/I/part/II/section/2/division/4",
      "kind": "division",
      "number": "4",
      "heading": "Changes in processes. These include:",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-II/section-2/division-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II/section/2"
    },
    {
      "path": "annex/I/part/II/section/2/division/5",
      "kind": "division",
      "number": "5",
      "heading": "Changes in the data. These include:",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-II/section-2/division-5",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II/section/2"
    },
    {
      "path": "annex/I/part/II/section/2/division/6",
      "kind": "division",
      "number": "6",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-II/section-2/division-6",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II/section/2"
    },
    {
      "path": "annex/I/part/II/section/2/division/7",
      "kind": "division",
      "number": "7",
      "heading": "Changes in the internal models approach to equity exposures. These include:",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-I/part-II/section-2/division-7",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/I/part/II/section/2"
    },
    {
      "path": "annex/II",
      "kind": "annex",
      "number": "II",
      "heading": "EXTENSIONS AND CHANGES TO THE AMA",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "annex/II/part/I",
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      "number": "I",
      "heading": null,
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II"
    },
    {
      "path": "annex/II/part/I/section/1",
      "kind": "section",
      "number": "1",
      "heading": "Extensions requiring competent authorities' approval (‘material’)",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-I/section-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/I"
    },
    {
      "path": "annex/II/part/I/section/1/division/1",
      "kind": "division",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-I/section-1/division-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/I/section/1"
    },
    {
      "path": "annex/II/part/I/section/1/division/2",
      "kind": "division",
      "number": "2",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-I/section-1/division-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/I/section/1"
    },
    {
      "path": "annex/II/part/I/section/1/division/3",
      "kind": "division",
      "number": "3",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-I/section-1/division-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/I/section/1"
    },
    {
      "path": "annex/II/part/I/section/1/division/4",
      "kind": "division",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-I/section-1/division-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/I/section/1"
    },
    {
      "path": "annex/II/part/I/section/1/division/5",
      "kind": "division",
      "number": "5",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-I/section-1/division-5",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/I/section/1"
    },
    {
      "path": "annex/II/part/I/section/2",
      "kind": "section",
      "number": "2",
      "heading": "Extensions requiring ex ante notification to competent authorities",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-I/section-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/I"
    },
    {
      "path": "annex/II/part/II",
      "kind": "part",
      "number": "II",
      "heading": "CHANGES TO THE AMA",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II"
    },
    {
      "path": "annex/II/part/II/section/1",
      "kind": "section",
      "number": "1",
      "heading": "Changes requiring competent authorities' approval (‘material’)",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-II/section-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/II"
    },
    {
      "path": "annex/II/part/II/section/1/division/1",
      "kind": "division",
      "number": "1",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-II/section-1/division-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/II/section/1"
    },
    {
      "path": "annex/II/part/II/section/1/division/2",
      "kind": "division",
      "number": "2",
      "heading": "Changes to the measurement system for operational risk if they fulfil any of the following criteria:",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-II/section-1/division-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/II/section/1"
    },
    {
      "path": "annex/II/part/II/section/1/division/3",
      "kind": "division",
      "number": "3",
      "heading": "Changes to the procedures relating to internal and external data, scenario analysis and business environment and internal control factors where they:",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-II/section-1/division-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/II/section/1"
    },
    {
      "path": "annex/II/part/II/section/1/division/4",
      "kind": "division",
      "number": "4",
      "heading": null,
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-II/section-1/division-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/II/section/1"
    },
    {
      "path": "annex/II/part/II/section/1/division/5",
      "kind": "division",
      "number": "5",
      "heading": "Reducing the part of the operational risk captured by the AMA within the institution or group of institutions using the AMA according to Article 314(2) and (3) of Regulation (EU) No 575/2013, where one of the following conditions is met:",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-II/section-1/division-5",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/II/section/1"
    },
    {
      "path": "annex/II/part/II/section/2",
      "kind": "section",
      "number": "2",
      "heading": "Changes requiring ex ante notification to competent authorities",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/II"
    },
    {
      "path": "annex/II/part/II/section/2/division/1",
      "kind": "division",
      "number": "1",
      "heading": "Changes to the way the operational risk measurement system is integrated into the day-to-day management process through operational risk processes and policies according to Article 321(a) and (c) of Regulation (EU) No 575/2013, where the changes have one of the following characteristics:",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-II/section-2/division-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/II/section/2"
    },
    {
      "path": "annex/II/part/II/section/2/division/2",
      "kind": "division",
      "number": "2",
      "heading": "Changes in the organisational and operational structure of the independent risk management function for operational risk according to Article 321(b) of Regulation (EU) No 575/2013 if they fulfil any of the following criteria:",
      "url": "https://openlegislation.uk/eu-regulation-2014-529/annex-II/part-II/section-2/division-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II/part/II/section/2"
    },
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