Annex
United Kingdom
| Template regarding the national provisions of prudential nature relevant to the field of occupational pension schemes | ||||||||
|---|---|---|---|---|---|---|---|---|
| Name of a competent authority | Name of a Member State | Date of transmission to EIOPA | ||||||
| Report relates to business of occupational retirement provision of insurance undertakings as referred to in Article 2(1)(c) (please mark x) | Yes | There is more than one structural type of institutions for occupational retirement provision in our jurisdiction as referred to in Article 2(1)(d) (please mark x) | Yes | |||||
| No | No | |||||||
| If yes, please provide the type of the insurance undertaking as referred to in the national legislation: | If yes, please provide their names and make clear if different national prudential provisions apply to different structural types of institutions for occupational retirement provision. | |||||||
| Type of a report (please mark x) | a) first transmission — Article 1(1) and Article 1(2) | Different territorial extent of the reported provisions as referred to in Article 2(1)(e) (please mark x) | Yes | |||||
| b) voluntary transmission — Article 1(3) | No | |||||||
| c) annual transmission — Article 1(1) | ||||||||
| If yes, please indicate the territorial scope of each of the reported provisions. | ||||||||
| Code | Item | Corresponding provisions in Directive 2003/41/EC |
|---|---|---|
| 10 | Activities of an institution | Article 7 |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 20 | Legal separation between sponsoring undertakings and institutions for occupational retirement provision | Article 8 |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 30 | Conditions of operation | Article 9 |
| 31 | Article 9(1) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 32 | Article 9(2) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 33 | Article 9(3) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 34 | Article 9(4) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 35 | Article 9(5) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 40 | Annual accounts and annual reports | Article 10 |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 50 | Statement of investment policy principles | Article 12 |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 60 | Information to be provided to the competent authorities | Article 13 |
| 61 | Article 13(1) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 62 | Article 13(2) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 70 | Powers of intervention and duties of the competent authorities | Article 14 |
| 71 | Article 14(1) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 72 | Article 14(2) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 73 | Article 14(3) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 74 | Article 14(4) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 75 | Article 14(5) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 80 | Technical provisions | Article 15 |
| 81 | Article 15(1) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 82 | Article 15(2) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 83 | Article 15(3) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 84 | Article 15(4) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 85 | Article 15(5) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 86 | Article 15(6) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 90 | Funding of technical provisions | Article 16 |
| 91 | Article 16(1) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 92 | Article 16(2) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 93 | Article 16(3) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 100 | Regulatory own funds | Article 17 |
| 101 | Article 17(1) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 102 | Article 17(2) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 103 | Article 17(3) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 110 | Investment rules | Article 18 |
| 111 | Article 18(1) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 112 | Article 18(2) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 113 | Article 18(3) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 114 | Article 18(4) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 115 | Article 18(5) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 116 | Article 18(6) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 117 | Article 18(7) | |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| 120 | Management and custody | Article 19 |
| Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: | ||
| Other as referred to in Article 2(2) | National prudential provisions that are not covered by the above list. Official names and numbers of the acts and other relevant instruments, including the title and number of any relevant Sections or Articles, if applicable: Hyperlink(s) to the full text of the national legislation: |