{
  "url": "https://openlegislation.uk/eu-regulation-2014-788/annex",
  "json_url": "https://openlegislation.uk/eu-regulation-2014-788/annex.json",
  "legislation": "eur/2014/788",
  "legislation_title": "Commission Regulation (EU) No 788/2014 of 18 July 2014 laying down detailed rules for the imposition of fines and periodic penalty payments and the withdrawal of recognition of ship inspection and survey organisations pursuant to Articles 6 and 7 of Regulation (EC) No 391/2009 of the European Parliament and of the Council (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2014-788",
  "path": "annex",
  "kind": "annex",
  "number": null,
  "heading": null,
  "text": "The first column of this table refers to the relevant provisions of Regulation (EC) No 391/2009 and Annex I thereof, which for the purposes of this Regulation have formed groups of criteria and obligations each giving rise to one infringement. For obligations laid down in the main body of Regulation (EC) No 391/2009, the first column refers to the relevant article and paragraph. In the case of criteria listed in Annex I of that Regulation, the first column refers to the relevant part, criterion, sub-criterion and clause.\nThe second column contains a generic description of each group for the sole purpose of ease of reference.\nProvisions of Regulation (EC) No 391/2009\nSubject matter of corresponding groups\nArticle 8(4)\nDisclosure of results of its quality system management review\nArticle 9(1) and criterion B.4\nAccess to information and ship files\nArticle 9(2)\nAccess to ships\nArticle 10(1), first part\nConsultation for equivalence and harmonisation of rules and procedures, and for common interpretations of the international conventions\nArticle 10(1), second part\nMutual recognition\nArticle 10(3)\nCooperation with port State control administrations\nArticle 10(4)\nInformation to the Commission, the Member States and other parties concerned as regards, inter alia, classed fleet, transfers, changes, suspensions and withdrawals of class\nArticle 10(5)\nOpportunity for the Secretary of State to advise as to the need for a full inspection on a ‘declassed’ or ‘class-changing’ ship, prior to the issuing of statutory certificates by the organisation\nArticle 10(6)\nRequirements in cases of transfer of class\nArticle 11(1), (2), (3) and (5)\nTaking all necessary measures to establish, maintain and ensure effective operation of an independent quality assessment and certification entity in accordance with the requirements of the Regulation\nCriterion A.1\nLegal personality and audit requirements\nCriterion A.2\nDocumented adequate experience in assessing the design and construction of merchant ships\nCriteria A.3, B.1 and B.7(g)\nSufficient and adequate staff, worldwide coverage of services, exclusive surveyors.\nCriteria A.4 and B.7(a)\nEstablish and maintain a set of comprehensive class rules and procedures\nCriterion A.5\nRegister of ships\nCriterion A.6\nIndependence, impartiality and conflict of interest\nCriteria A.7, B.7(c) first part and B.7(k)\nStatutory work requirements except ISM\nCriterion B.2\nCode of ethics\nCriterion B.3\nConfidentiality of relevant information required by the administration\nCriterion B.5\nIP rights of shipyards, equipment suppliers, and shipowners\nCriteria B.6, B.7(b) second part, B.7(c) second part, B.7(i) and B.8\nQuality management system including records\nCriterion B.7(b)first part\nImplementation of class rules and procedures\nCriterion B.7(d)\nLines of responsibility, powers and interrelation of personnel\nCriterion B.7(e)\nOperate under controlled conditions\nCriterion B.7(f)\nSupervision of work carried out by surveyors and other staff\nCriterion B.7(h)\nSystem of training and qualification of surveyors\nCriterion B.7(j)\nComprehensive internal audit system in all locations\nCriterion B.7(l)\nResponsibility and control over regional offices and surveyors\nCriterion B.9\nDirect knowledge and judgement\nCriterion B.10\nISM Code\nCriterion B.11\nParticipation of parties concerned in the development of rules and procedures",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "F",
      "label": "F1",
      "text": "Words in Annex substituted (31.12.2020) by The Merchant Shipping (Recognised Organisations) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/270), regs. 1(2), 4(25); 2020 c. 1, Sch. 5 para. 1(1)"
    },
    {
      "type": "X",
      "label": "X1",
      "text": "Note that the Annex to Commission Regulation (EU) No 788/2014 was not included in the Corrigendum to that Regulation published in the Official Journal of the European Union L 214 on 7.7.2014."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2014/788/annex",
    "retrieved_at": "2026-11-01T14:47:26.754478+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}