{
  "url": "https://openlegislation.uk/eu-regulation-2014-806",
  "json_url": "https://openlegislation.uk/eu-regulation-2014-806.json",
  "id": "eur/2014/806",
  "title": "Regulation (EU) No 806/2014 of the European Parliament and of the Council of 15 July 2014 establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single Resolution Mechanism and a Single Resolution Fund and amending Regulation (EU) No 1093/2010 (revoked)",
  "short_title": "Regulation (EU) No 806/2014 establishing uniform rules and a uniform procedure for the resolution of credit…",
  "long_title": "Regulation (EU) No 806/2014 of the European Parliament and of the Council of 15 July 2014 establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single Resolution Mechanism and a Single Resolution Fund and amending Regulation (EU) No 1093/2010",
  "citation": "EU Regulation No 806/2014",
  "type": "eur",
  "year": "2014",
  "number": "806",
  "version": "current",
  "date": "2014-07-15",
  "revised": false,
  "valid_from": null,
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 0,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "part/I",
      "kind": "part",
      "number": "I",
      "heading": "GENERAL PROVISIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Subject matter",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-1",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/I"
    },
    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Scope",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-2",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/I"
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Definitions",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-3",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/I"
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Participating Member States",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-4",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/I"
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Relation to Directive 2014/59/EU and applicable national law",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-5",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
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    },
    {
      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "General principles",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-6",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/I"
    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "Division of tasks within the SRM",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-7",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/I"
    },
    {
      "path": "part/II",
      "kind": "part",
      "number": "II",
      "heading": "SPECIFIC PROVISIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": null
    },
    {
      "path": "part/II/title/I",
      "kind": "title",
      "number": "I",
      "heading": "FUNCTIONS WITHIN THE SRM AND PROCEDURAL RULES",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II"
    },
    {
      "path": "part/II/title/I/chapter/1",
      "kind": "chapter",
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    {
      "path": "article/8",
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      "heading": "Resolution plans drawn up by the Board",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/9",
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      "heading": "Resolution plans drawn up by national resolution authorities",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-9",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/10",
      "kind": "article",
      "number": "10",
      "heading": "Assessment of resolvability",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-10",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/10a",
      "kind": "article",
      "number": "10a",
      "heading": "Power to prohibit certain distributions",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-10a",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/11",
      "kind": "article",
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      "heading": "Simplified obligations for certain institutions",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-11",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
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    {
      "path": "article/12",
      "kind": "article",
      "number": "12",
      "heading": "Minimum requirement for own funds and eligible liabilities",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-12",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/12a",
      "kind": "article",
      "number": "12a",
      "heading": "Application and calculation of the minimum requirement for own funds and eligible liabilities",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-12a",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/12b",
      "kind": "article",
      "number": "12b",
      "heading": "Exemption from the minimum requirement for own funds and eligible liabilities",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-12b",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/12c",
      "kind": "article",
      "number": "12c",
      "heading": "Eligible liabilities for resolution entities",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-12c",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/12d",
      "kind": "article",
      "number": "12d",
      "heading": "Determination of the minimum requirement for own funds and eligible liabilities",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-12d",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/12e",
      "kind": "article",
      "number": "12e",
      "heading": "Determination of the minimum requirement for own funds and eligible liabilities for resolution entities of G-SIIs and Union material subsidiaries of non-EU G-SIIs",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-12e",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/12f",
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      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-12f",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/12g",
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      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-12g",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/12h",
      "kind": "article",
      "number": "12h",
      "heading": "Waiver of the minimum requirement for own funds and eligible liabilities applied to entities that are not themselves resolution entities",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-12h",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/12i",
      "kind": "article",
      "number": "12i",
      "heading": "Waiver for a central body and credit institutions permanently affiliated to a central body",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-12i",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/12j",
      "kind": "article",
      "number": "12j",
      "heading": "Breaches of the minimum requirement for own funds and eligible liabilities",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-12j",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "article/12k",
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      "heading": "Transitional and post-resolution arrangements",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-12k",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/1"
    },
    {
      "path": "part/II/title/I/chapter/2",
      "kind": "chapter",
      "number": "2",
      "heading": "Early intervention",
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      "parent": "part/II/title/I"
    },
    {
      "path": "article/13",
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      "number": "13",
      "heading": "Early intervention",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-13",
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      "parent": "part/II/title/I/chapter/2"
    },
    {
      "path": "part/II/title/I/chapter/3",
      "kind": "chapter",
      "number": "3",
      "heading": "Resolution",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I"
    },
    {
      "path": "article/14",
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      "number": "14",
      "heading": "Resolution objectives",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-14",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/15",
      "kind": "article",
      "number": "15",
      "heading": "General principles governing resolution",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-15",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/16",
      "kind": "article",
      "number": "16",
      "heading": "Resolution of financial institutions and parent undertakings",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-16",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/17",
      "kind": "article",
      "number": "17",
      "heading": "Order of priority of claims",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-17",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/18",
      "kind": "article",
      "number": "18",
      "heading": "Resolution procedure",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-18",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/19",
      "kind": "article",
      "number": "19",
      "heading": "State aid and Fund aid",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-19",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/20",
      "kind": "article",
      "number": "20",
      "heading": "Valuation for the purposes of resolution",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-20",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/21",
      "kind": "article",
      "number": "21",
      "heading": "Write-down or conversion of capital instruments and eligible liabilities",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-21",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/22",
      "kind": "article",
      "number": "22",
      "heading": "General principles of resolution tools",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-22",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/23",
      "kind": "article",
      "number": "23",
      "heading": "Resolution Scheme",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-23",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/24",
      "kind": "article",
      "number": "24",
      "heading": "Sale of business tool",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-24",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/25",
      "kind": "article",
      "number": "25",
      "heading": "Bridge institution tool",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-25",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/26",
      "kind": "article",
      "number": "26",
      "heading": "Asset separation tool",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-26",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/27",
      "kind": "article",
      "number": "27",
      "heading": "Bail-in tool",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-27",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/28",
      "kind": "article",
      "number": "28",
      "heading": "Monitoring by the Board",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-28",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "article/29",
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      "number": "29",
      "heading": "Implementation of decisions under this Regulation",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/3"
    },
    {
      "path": "part/II/title/I/chapter/4",
      "kind": "chapter",
      "number": "4",
      "heading": "Cooperation",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I"
    },
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      "path": "article/30",
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      "number": "30",
      "heading": "Obligation to cooperate and information exchange within the SRM",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-30",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/4"
    },
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      "path": "article/31",
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      "number": "31",
      "heading": "Cooperation within the SRM",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-31",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/4"
    },
    {
      "path": "article/32",
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      "number": "32",
      "heading": "Consultation of, and cooperation with, non-participating Member States and third countries",
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      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/4"
    },
    {
      "path": "article/33",
      "kind": "article",
      "number": "33",
      "heading": "Recognition and enforcement of third-country resolution proceedings",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-33",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/4"
    },
    {
      "path": "part/II/title/I/chapter/5",
      "kind": "chapter",
      "number": "5",
      "heading": "Investigatory powers",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I"
    },
    {
      "path": "article/34",
      "kind": "article",
      "number": "34",
      "heading": "Requests for information",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-34",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/5"
    },
    {
      "path": "article/35",
      "kind": "article",
      "number": "35",
      "heading": "General investigations",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-35",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/5"
    },
    {
      "path": "article/36",
      "kind": "article",
      "number": "36",
      "heading": "On-site inspections",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-36",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/5"
    },
    {
      "path": "article/37",
      "kind": "article",
      "number": "37",
      "heading": "Authorisation by a judicial authority",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-37",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/5"
    },
    {
      "path": "part/II/title/I/chapter/6",
      "kind": "chapter",
      "number": "6",
      "heading": "Penalties",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I"
    },
    {
      "path": "article/38",
      "kind": "article",
      "number": "38",
      "heading": "Fines",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-38",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/6"
    },
    {
      "path": "article/39",
      "kind": "article",
      "number": "39",
      "heading": "Periodic penalty payments",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-39",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/6"
    },
    {
      "path": "article/40",
      "kind": "article",
      "number": "40",
      "heading": "Hearing of the persons subject to the proceedings",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-40",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/6"
    },
    {
      "path": "article/41",
      "kind": "article",
      "number": "41",
      "heading": "Disclosure, nature, enforcement and allocation of fines and periodic penalty payments",
      "url": "https://openlegislation.uk/eu-regulation-2014-806/article-41",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "part/II/title/I/chapter/6"
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      "path": "part/III",
      "kind": "part",
      "number": "III",
      "heading": "INSTITUTIONAL FRAMEWORK",
      "url": null,
      "extent": "E+W+S+N.I.",
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      "parent": null
    },
    {
      "path": "part/III/title/I",
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      "number": "I",
      "heading": "THE BOARD",
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      "extent": "E+W+S+N.I.",
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      "parent": "part/III"
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      "path": "article/42",
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      "path": "article/43",
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      "heading": "National parliaments",
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      "path": "article/47",
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      "heading": "Seat",
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    {
      "path": "part/III/title/II",
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      "path": "article/50",
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      "heading": "Tasks",
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      "path": "article/51",
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      "heading": "Meeting of the plenary session of the Board",
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      "path": "article/52",
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      "extent": "E+W+S+N.I.",
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      "parent": "part/III/title/II"
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    {
      "path": "part/III/title/III",
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      "number": "III",
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      "path": "article/53",
      "kind": "article",
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      "heading": "Participation in the executive sessions",
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      "extent": "E+W+S+N.I.",
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      "parent": "part/III/title/III"
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      "path": "article/54",
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      "number": "54",
      "heading": "Tasks",
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      "path": "article/55",
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      "heading": "Decision-making",
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      "path": "part/III/title/IV",
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      "heading": "CHAIR",
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      "parent": "part/III"
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      "path": "article/56",
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      "heading": "Appointment and tasks",
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    {
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      "parent": "part/III"
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      "path": "part/III/title/V/chapter/1",
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      "heading": "Resources",
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      "heading": "Part I of the budget on the administration of the Board",
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      "heading": "Part II of the budget on the Fund",
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      "path": "part/III/title/V/chapter/2/section/1",
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      "path": "article/68",
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      "parent": "part/III/title/V/chapter/2/section/1"
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      "heading": "Target level",
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      "parent": "part/III/title/V/chapter/2/section/1"
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      "heading": "Ex-ante contributions",
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      "parent": "part/III/title/V/chapter/2/section/1"
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      "path": "article/72",
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      "heading": "Voluntary borrowing between resolution financing arrangements",
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      "parent": "part/III/title/V/chapter/2/section/1"
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      "path": "article/73",
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      "heading": "Alternative funding means",
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      "parent": "part/III/title/V/chapter/2/section/1"
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    {
      "path": "part/III/title/V/chapter/2/section/2",
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      "parent": "part/III/title/V/chapter/2"
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      "path": "article/75",
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      "parent": "part/III/title/V/chapter/2/section/2"
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    {
      "path": "part/III/title/V/chapter/2/section/3",
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      "number": "3",
      "heading": "Use of the Fund",
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      "parent": "part/III/title/V/chapter/2"
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      "path": "article/76",
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      "heading": "Mission of the Fund",
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      "path": "article/77",
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      "parent": "part/III/title/V/chapter/2/section/3"
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      "path": "article/78",
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      "heading": "Mutualisation of national financing arrangements in the case of group resolution involving institutions in non-participating Member States",
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      "parent": "part/III/title/V/chapter/2/section/3"
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      "path": "article/79",
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      "heading": "Use of deposit guarantee schemes in the context of resolution",
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      "status": "repealed",
      "parent": "part/III/title/V/chapter/2/section/3"
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    {
      "path": "part/III/title/VI",
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      "heading": "OTHER PROVISIONS",
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      "extent": "E+W+S+N.I.",
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      "parent": "part/III"
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      "path": "article/80",
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      "heading": "Privileges and Immunities",
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      "path": "article/81",
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      "path": "article/82",
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      "number": "82",
      "heading": "Staff",
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      "path": "article/83",
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      "heading": "Staff exchange",
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      "path": "article/84",
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      "number": "84",
      "heading": "Internal committees",
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      "path": "article/85",
      "kind": "article",
      "number": "85",
      "heading": "Appeal Panel",
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      "extent": "E+W+S+N.I.",
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      "parent": "part/III/title/VI"
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    {
      "path": "article/86",
      "kind": "article",
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      "heading": "Actions before the Court of Justice",
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      "path": "article/87",
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      "heading": "Liability of the Board",
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      "path": "article/88",
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      "heading": "Professional secrecy and exchange of information",
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      "path": "article/89",
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      "path": "article/90",
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      "path": "article/91",
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      "path": "article/92",
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      "heading": "Court of Auditors",
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      "path": "part/IV",
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      "parent": null
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      "path": "article/93",
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      "heading": "Exercise of the delegation",
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    },
    {
      "path": "article/94",
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      "heading": "Review",
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      "path": "article/95",
      "kind": "article",
      "number": "95",
      "heading": "Amendment to Regulation (EU) No 1093/2010",
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