Division 2.1.4
United Kingdom
List of the services and activities that the credit institution intends to carry out in the host Member State, and which are provided for in Sections A and B of Annex I to Directive 2004/39/EC of the European Parliament and of the Councilf1, when referring to the financial instruments provided for in Section C of Annex I of that Directive
| Note 1: | |||||||||||||||
| Row and column headings are references to the relevant section and item number in Annex I to Directive 2004/39/EC (e.g. A1 refers to point 1 of Section A of Annex I) | |||||||||||||||
| Financial Instruments | Investment services and activities | Ancillary services | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| A 1 | A 2 | A 3 | A 4 | A 5 | A 6 | A 7 | A 8 | B 1 | B 2 | B 3 | B 4 | B 5 | B 6 | B 7 | |
| C1 | |||||||||||||||
| C2 | |||||||||||||||
| C3 | |||||||||||||||
| C4 | |||||||||||||||
| C5 | |||||||||||||||
| C6 | |||||||||||||||
| C7 | |||||||||||||||
| C8 | |||||||||||||||
| C9 | |||||||||||||||
| C10 | |||||||||||||||
Annotations
Footnotes
- f1
-
Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC (OJ L 145, 30.4.2004, p. 1).