# Commission Implementing Regulation (EU) No 926/2014 of 27 August 2014 laying down implementing technical standards with regard to standard forms, templates and procedures for notifications relating to the exercise of the right of establishment and the freedom to provide services according to Directive 2013/36/EU of the European Parliament and of the Council (Text with EEA relevance), Division 2.2.3

Extent: E+W+S+N.I.

Where the branch is expected to carry out one or more of the investment services and activities defined in point 2 of Article 4(1) of Directive 2004/39/EC, a description of the following arrangements:
2.2.3.1. arrangements for safeguarding client money and assets
[to be completed by the credit institution]
2.2.3.2. arrangements for compliance with the obligations laid down in Articles 19, 21, 22, 25, 27 and 28 of Directive 2004/39/EC and measures adopted pursuant thereto by the relevant competent authorities of the host Member State
[to be completed by the credit institution]
2.2.3.3. internal code of conduct including controls over personal account dealing
[to be completed by the credit institution]
2.2.3.4. details of the person responsible for dealing with complaints in relation to the investment services and activities of the branch
[to be completed by the credit institution]
2.2.3.5. details of the person appointed to ensure compliance with the arrangements of the branch relating to investment services and activities
[to be completed by the credit institution]

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Source: https://www.legislation.gov.uk/eur/2014/926/annex/I/division/2/division/2.2/division/2.2.3 (the official version)
Page: https://openlegislation.uk/eu-regulation-2014-926/annex-I/division-2/division-2.2/division-2.2.3
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.