{
  "url": "https://openlegislation.uk/eu-regulation-2015-2365",
  "json_url": "https://openlegislation.uk/eu-regulation-2015-2365.json",
  "id": "eur/2015/2365",
  "title": "Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (Text with EEA relevance)",
  "short_title": "Regulation (EU) 2015/2365 on transparency of securities financing transactions and of reuse",
  "long_title": "Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (Text with EEA relevance)",
  "citation": "EU Regulation 2015/2365",
  "type": "eur",
  "year": "2015",
  "number": "2365",
  "version": "current",
  "date": "2015-11-25",
  "revised": false,
  "valid_from": null,
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 2,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "chapter/I",
      "kind": "chapter",
      "number": "I",
      "heading": "SUBJECT MATTER, SCOPE AND DEFINITIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Subject matter",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I"
    },
    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Scope",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I"
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Definitions",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I"
    },
    {
      "path": "chapter/II",
      "kind": "chapter",
      "number": "II",
      "heading": "TRANSPARENCY OF SFTS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Reporting obligation and safeguarding in respect of SFTs",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II"
    },
    {
      "path": "chapter/III",
      "kind": "chapter",
      "number": "III",
      "heading": "REGISTRATION AND SUPERVISION OF A TRADE REPOSITORY",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Registration of a trade repository",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-5",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "Notification of and consultation with competent authorities prior to registration or extension of registration",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-6",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/III"
    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "Examination of the application",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-7",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "article/8",
      "kind": "article",
      "number": "8",
      "heading": "Notification of the FCA decisions relating to registration or extension of registration",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-8",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "article/9",
      "kind": "article",
      "number": "9",
      "heading": "Powers of ESMA",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-9",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/III"
    },
    {
      "path": "article/10",
      "kind": "article",
      "number": "10",
      "heading": "Withdrawal of registration",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-10",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "article/10a",
      "kind": "article",
      "number": "10a",
      "heading": "Publication and notification of decisions",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-10a",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "article/10b",
      "kind": "article",
      "number": "10b",
      "heading": "Tribunal",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-10b",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "article/11",
      "kind": "article",
      "number": "11",
      "heading": "Supervisory fees",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-11",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "article/12",
      "kind": "article",
      "number": "12",
      "heading": "Transparency and availability of data held in a trade repository",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-12",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "chapter/IV",
      "kind": "chapter",
      "number": "IV",
      "heading": "TRANSPARENCY TOWARDS INVESTORS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/13",
      "kind": "article",
      "number": "13",
      "heading": "Transparency of collective investment undertakings in periodical reports",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-13",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/IV"
    },
    {
      "path": "article/14",
      "kind": "article",
      "number": "14",
      "heading": "Transparency of collective investment undertakings in pre-contractual documents",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-14",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/IV"
    },
    {
      "path": "chapter/V",
      "kind": "chapter",
      "number": "V",
      "heading": "TRANSPARENCY OF REUSE",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/15",
      "kind": "article",
      "number": "15",
      "heading": "Reuse of financial instruments received under a collateral arrangement",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-15",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V"
    },
    {
      "path": "chapter/VI",
      "kind": "chapter",
      "number": "VI",
      "heading": "SUPERVISION AND COMPETENT AUTHORITIES",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/16",
      "kind": "article",
      "number": "16",
      "heading": "Designation and powers of competent authorities",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-16",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/VI"
    },
    {
      "path": "article/17",
      "kind": "article",
      "number": "17",
      "heading": "Cooperation between competent authorities",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-17",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/VI"
    },
    {
      "path": "article/18",
      "kind": "article",
      "number": "18",
      "heading": "Professional secrecy",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-18",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/VI"
    },
    {
      "path": "chapter/VII",
      "kind": "chapter",
      "number": "VII",
      "heading": "RELATIONSHIP WITH THIRD COUNTRIES",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/19",
      "kind": "article",
      "number": "19",
      "heading": "Equivalence and recognition of trade repositories",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-19",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/VII"
    },
    {
      "path": "article/20",
      "kind": "article",
      "number": "20",
      "heading": "Indirect access to data between authorities",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-20",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/VII"
    },
    {
      "path": "article/21",
      "kind": "article",
      "number": "21",
      "heading": "Equivalence of reporting",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-21",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/VII"
    },
    {
      "path": "chapter/VIII",
      "kind": "chapter",
      "number": "VIII",
      "heading": "ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/22",
      "kind": "article",
      "number": "22",
      "heading": "Regulations: general provisions",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-22",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/VIII"
    },
    {
      "path": "article/23",
      "kind": "article",
      "number": "23",
      "heading": "Determination of administrative sanctions and other administrative measures",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-23",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/VIII"
    },
    {
      "path": "article/24",
      "kind": "article",
      "number": "24",
      "heading": "Reporting of infringements",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-24",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/VIII"
    },
    {
      "path": "article/25",
      "kind": "article",
      "number": "25",
      "heading": "Exchange of information with ESMA",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-25",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/VIII"
    },
    {
      "path": "article/26",
      "kind": "article",
      "number": "26",
      "heading": "Publication of decisions",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-26",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/VIII"
    },
    {
      "path": "article/27",
      "kind": "article",
      "number": "27",
      "heading": "Right of appeal",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-27",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/VIII"
    },
    {
      "path": "article/28",
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      "number": "28",
      "heading": "Sanctions and other measures for the purpose of Articles 13 and 14",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-28",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/VIII"
    },
    {
      "path": "chapter/IX",
      "kind": "chapter",
      "number": "IX",
      "heading": "REVIEW",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/29",
      "kind": "article",
      "number": "29",
      "heading": "Reports and review",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-29",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/IX"
    },
    {
      "path": "chapter/X",
      "kind": "chapter",
      "number": "X",
      "heading": "FINAL PROVISIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/30",
      "kind": "article",
      "number": "30",
      "heading": "Exercise of delegated powers",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-30",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/X"
    },
    {
      "path": "article/31",
      "kind": "article",
      "number": "31",
      "heading": "Committee procedure",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-31",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/X"
    },
    {
      "path": "article/32",
      "kind": "article",
      "number": "32",
      "heading": "Amendments to Regulation (EU) No 648/2012",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-32",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/X"
    },
    {
      "path": "article/33",
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      "number": "33",
      "heading": "Entry into force and application",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/article-33",
      "extent": "E+W+S+N.I.",
      "status": "repealed",
      "parent": "chapter/X"
    },
    {
      "path": "signature",
      "kind": "signature",
      "number": null,
      "heading": "Signature",
      "url": "https://openlegislation.uk/eu-regulation-2015-2365/signature",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "annex",
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      "status": null,
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    },
    {
      "path": "annex/section/A",
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      "heading": "Information to be provided in the UCITS half-yearly and annual reports and the AIF’s annual report",
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      "status": null,
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      "heading": "Global data:",
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      "status": null,
      "parent": "annex/section/A"
    },
    {
      "path": "annex/section/A/division/2",
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      "number": null,
      "heading": "Concentration data:",
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      "extent": "E+W+S+N.I.",
      "status": null,
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      "path": "annex/section/A/division/3",
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      "heading": "Aggregate transaction data for each type of SFTs and total return swaps separately to be broken down according to the below categories:",
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      "heading": "Safekeeping of collateral received by the collective investment undertaking as part of SFTs and total return swaps:",
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      "status": null,
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      "heading": "Safekeeping of collateral granted by the collective investment undertaking as part of SFTs and total return swaps:",
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      "status": null,
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      "heading": "Information to be included in the UCITS Prospectus and AIF disclosure to investors:",
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      "extent": "E+W+S+N.I.",
      "status": null,
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    }
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