Division TEMPLATE C FOR THE DISCLOSURE OF QUANTITATIVE AGGREGATE STATISTICAL DATA ON THE SUPERVISORY AUTHORITY
United Kingdom
| Cell Number | Item | 31.12.(x-4) | 31.12.(x-3) | 31.12.(x-2) | 31.12.(x-1) |
|---|---|---|---|---|---|
| STAFF OF THE SUPERVISORY AUTHORITY | |||||
| B1b | The number of staff at the end of the calendar year | ||||
| ON-SITE INSPECTIONS | |||||
| B2a | The total number of on-site inspections undertaken both at solo and group level | ||||
| B2aa | Of which, the number of regular inspections | ||||
| B2ab | Of which, the number of ad-hoc inspections | ||||
| B2ac | Of which, the number of on-site inspections mandated to third parties | ||||
| B2ad | Of which, the number of on-site inspections under group supervision which were undertaken jointly with other members of the group's College of supervisors | ||||
| B2ae | Of which, the total number of inspections conducted in order to review and evaluate the reliance of undertakings on external ratings | ||||
| B2b | The total number of man-days spent on on-site inspections both at solo and group level | ||||
| B3 | The number of formal reviews of ongoing compliance of full or partial internal models with the requirements both at solo and group level | ||||
| B3a | Of which, the number of reviews conducted in order to review and evaluate the reliance of undertakings on external ratings | ||||
| INTERNAL MODELS | |||||
| B4a | The number of partial and of full internal models submitted for approval at solo level | ||||
| B4aa | Of which, the number of partial and of full internal models which scope includes credit risk in both market risk and counterparty default risk submitted for approval at solo level | ||||
| B4b | The number of successful applications for approval of partial and of full internal models at solo level | ||||
| B4ba | Of which, the number of partial and of full internal models which scope includes credit risk in both market risk and counterparty default risk at solo level | ||||
| B4c | The number of partial and of full internal models submitted for approval at group level | ||||
| B4ca | Of which, the number of partial and of full internal models which scope includes credit risk in both market risk and counterparty default risk submitted for approval at group level | ||||
| B4d | The number of successful application for approval of partial and of full internal models at group level | ||||
| B4da | Of which, the number of partial and of full internal models which scope includes credit risk in both market risk and counterparty default risk at group level | ||||
| SUPERVISORY MEASURES AND POWERS | |||||
| B5a | The number of corrective measures taken, as defined by Articles 110 of Directive 2009/138/EC | ||||
| B5b | The number of corrective measures taken, as defined by Articles 117 of Directive 2009/138/EC | ||||
| B5c | The number of corrective measures taken, as defined by Articles 119 of Directive 2009/138/EC | ||||
| B5ca | Of which, the number of corrective measures which were triggered by a deviation of the risk profile of the insurance or reinsurance undertakings with respect to their credit risk | ||||
| B5d | The number of corrective measures taken, as defined by Articles 137 of Directive 2009/138/EC | ||||
| B5e | The number of corrective measures taken, as defined by Articles 138 of Directive 2009/138/EC | ||||
| B5f | The number of corrective measures taken, as defined by Articles 139 of Directive 2009/138/EC | ||||
| B6 | The number of authorisations withdrawn | ||||
| B7 | The number of authorisations granted to insurance or reinsurance undertakings | ||||
| B9 | The number of applications submitted to the supervisory authorities to use the matching adjustment referred to in Article 77b Directive 2009/138/EC. | ||||
| B9a | Of which, the number of successful applications to use the matching adjustment referred to in Article 77b Directive 2009/138/EC | ||||
| B10 | The number of applications submitted to the supervisory authorities to use the volatility adjustment referred to in Article 77d of Directive 2009/138/EC | ||||
| B10a | Of which, the number of successful applications to use the volatility adjustment referred to in Article 77d of Directive 2009/138/EC | ||||
| B11a | The number of extensions granted in accordance with Article 138(4) of Directive 2009/138/EC | ||||
| B11b | The average duration of extensions granted in accordance with Article 138(4) of Directive 2009/138/EC | ||||
| B12 | The number of authorisations granted in accordance with Article 304 of Directive 2009/138/EC | ||||
| B13 | The number of applications submitted to the supervisory authority to use the transitional risk-free interest rate term structure referred to in Article 308c Directive 2009/138/EC | ||||
| B13a | Of which, the number of successful applications to use the transitional risk-free interest rate term structure referred to in Article 308c Directive 2009/138/EC | ||||
| B13b | The number of decisions to revoke the approval of this transitional measure pursuant to Article 308e of Directive 2009/138/EC. | ||||
| B14 | The number of applications submitted to the supervisory authority to use the transitional deduction to technical provisions referred to in Article 308d Directive 2009/138/EC | ||||
| B14a | Of which, the number of successful applications to use the transitional deduction to technical provisions referred to in Article 308d Directive 2009/138/EC | ||||
| COLLEGES OF SUPERVISORS | |||||
| B15a | The number of meetings of Colleges of supervisors which the supervisory authority attended as a member | ||||
| B15b | The number of meetings of Colleges of supervisors which the supervisory authority chaired as group supervisor | ||||
| OWN FUND APPROVALS | |||||
| B16a | The number of applications submitted to the supervisory authorities for the approval of ancillary own funds | ||||
| B16aa | Of which, the number of successful applications for approval of ancillary own funds | ||||
| B17 | The number of applications submitted to the supervisory authorities for approval of the assessment and classification of own-fund items, which are not covered by the lists laid down in Articles 69, 72, 74, 76 and 78 of Delegated Regulation (EU) 2015/35 | ||||
| B17a | Of which, the number of successful applications for the approval of the assessment and classification of own-fund items, which are not covered by the lists laid down in Articles 69, 72, 74, 76 and 78 of Delegated Regulation (EU) 2015/35 | ||||
| PEER REVIEWS | |||||
| B18a | The number of peer review analyses organised and conducted by EIOPA in accordance with Article 30 of Regulation (EU) No 1094/2010, in which the supervisory authority participated | ||||