{
  "url": "https://openlegislation.uk/eu-regulation-2016-1075",
  "json_url": "https://openlegislation.uk/eu-regulation-2016-1075.json",
  "id": "eur/2016/1075",
  "title": "Commission Delegated Regulation (EU) 2016/1075 of 23 March 2016 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the content of recovery plans, resolution plans and group resolution plans, the minimum criteria that the competent authority is to assess as regards recovery plans and group recovery plans, the conditions for group financial support, the requirements for independent valuers, the contractual recognition of write-down and conversion powers, the procedures and contents of notification requirements and of notice of suspension and the operational functioning of the resolution colleges (Text with EEA relevance)",
  "short_title": "Regulation (EU) 2016/1075 supplementing Directive 2014/59/EU of the European Parliament and of the Council…",
  "long_title": "Commission Delegated Regulation (EU) 2016/1075 of 23 March 2016 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the content of recovery plans, resolution plans and group resolution plans, the minimum criteria that the competent authority is to assess as regards recovery plans and group recovery plans, the conditions for group financial support, the requirements for independent valuers, the contractual recognition of write-down and conversion powers, the procedures and contents of notification requirements and of notice of suspension and the operational functioning of the resolution colleges (Text with EEA relevance)",
  "citation": "EU Regulation 2016/1075",
  "type": "eur",
  "year": "2016",
  "number": "1075",
  "version": "current",
  "date": "2016-03-23",
  "revised": false,
  "valid_from": null,
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 1,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "chapter/I",
      "kind": "chapter",
      "number": "I",
      "heading": "COMMON PROVISIONS AND RECOVERY PLANS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "chapter/I/section/I",
      "kind": "section",
      "number": "I",
      "heading": "Common provisions",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I"
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Subject matter",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/I"
    },
    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Definitions",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/I"
    },
    {
      "path": "chapter/I/section/II",
      "kind": "section",
      "number": "II",
      "heading": "Content of recovery plans",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I"
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Information to be included in a recovery plan",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/II"
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Summary of the key elements of the recovery plan",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/II"
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Governance",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-5",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/II"
    },
    {
      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "Strategic analysis",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-6",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/II"
    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "The description of entities covered by the recovery plan",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-7",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/II"
    },
    {
      "path": "article/8",
      "kind": "article",
      "number": "8",
      "heading": "Recovery options",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-8",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/II"
    },
    {
      "path": "article/9",
      "kind": "article",
      "number": "9",
      "heading": "Actions, arrangements and measures under recovery options",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-9",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/II"
    },
    {
      "path": "article/10",
      "kind": "article",
      "number": "10",
      "heading": "Impact assessment",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-10",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/II"
    },
    {
      "path": "article/11",
      "kind": "article",
      "number": "11",
      "heading": "Feasibility assessment",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-11",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/II"
    },
    {
      "path": "article/12",
      "kind": "article",
      "number": "12",
      "heading": "Continuity of operations",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-12",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/II"
    },
    {
      "path": "article/13",
      "kind": "article",
      "number": "13",
      "heading": "Cross references",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-13",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/II"
    },
    {
      "path": "article/14",
      "kind": "article",
      "number": "14",
      "heading": "Communication and disclosure plan",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-14",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/II"
    },
    {
      "path": "article/15",
      "kind": "article",
      "number": "15",
      "heading": "Preparatory measures",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-15",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/II"
    },
    {
      "path": "chapter/I/section/III",
      "kind": "section",
      "number": "III",
      "heading": "Assessment of recovery plans",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I"
    },
    {
      "path": "article/16",
      "kind": "article",
      "number": "16",
      "heading": "Completeness of recovery plans",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-16",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/III"
    },
    {
      "path": "article/17",
      "kind": "article",
      "number": "17",
      "heading": "Quality of recovery plans",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-17",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/III"
    },
    {
      "path": "article/18",
      "kind": "article",
      "number": "18",
      "heading": "Implementation of the arrangements proposed in the recovery plans",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-18",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/III"
    },
    {
      "path": "article/19",
      "kind": "article",
      "number": "19",
      "heading": "Recovery options",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-19",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/III"
    },
    {
      "path": "article/20",
      "kind": "article",
      "number": "20",
      "heading": "Specific requirements for group recovery plans",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-20",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/III"
    },
    {
      "path": "article/21",
      "kind": "article",
      "number": "21",
      "heading": "Nature of the entity or entities being assessed",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-21",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/I/section/III"
    },
    {
      "path": "chapter/II",
      "kind": "chapter",
      "number": "II",
      "heading": "RESOLUTION PLANS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "chapter/II/section/I",
      "kind": "section",
      "number": "I",
      "heading": "Content of resolution plans",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II"
    },
    {
      "path": "article/22",
      "kind": "article",
      "number": "22",
      "heading": "Categories of information to be included in resolution plans",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-22",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II/section/I"
    },
    {
      "path": "chapter/II/section/II",
      "kind": "section",
      "number": "II",
      "heading": "Assessment of resolvability",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II"
    },
    {
      "path": "article/23",
      "kind": "article",
      "number": "23",
      "heading": "Stages of assessment",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-23",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II/section/II"
    },
    {
      "path": "article/24",
      "kind": "article",
      "number": "24",
      "heading": "Feasibility and credibility of liquidation under normal insolvency proceedings",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-24",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II/section/II"
    },
    {
      "path": "article/25",
      "kind": "article",
      "number": "25",
      "heading": "Identification of a resolution strategy",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-25",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II/section/II"
    },
    {
      "path": "article/26",
      "kind": "article",
      "number": "26",
      "heading": "Assessment of feasibility of a resolution strategy",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-26",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II/section/II"
    },
    {
      "path": "article/27",
      "kind": "article",
      "number": "27",
      "heading": "Assessment of feasibility: structure and operations",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-27",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II/section/II"
    },
    {
      "path": "article/28",
      "kind": "article",
      "number": "28",
      "heading": "Assessment of feasibility: financial resources",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-28",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II/section/II"
    },
    {
      "path": "article/29",
      "kind": "article",
      "number": "29",
      "heading": "Assessment of feasibility: information",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-29",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II/section/II"
    },
    {
      "path": "article/30",
      "kind": "article",
      "number": "30",
      "heading": "Assessment of feasibility: cross-border issues",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-30",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II/section/II"
    },
    {
      "path": "article/31",
      "kind": "article",
      "number": "31",
      "heading": "Assessment of feasibility: other potential impediments",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-31",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II/section/II"
    },
    {
      "path": "article/32",
      "kind": "article",
      "number": "32",
      "heading": "Assessment of credibility of a resolution strategy",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-32",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/II/section/II"
    },
    {
      "path": "chapter/III",
      "kind": "chapter",
      "number": "III",
      "heading": "INTRA GROUP FINANCIAL SUPPORT",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/33",
      "kind": "article",
      "number": "33",
      "heading": "Prospect to redress financial difficulties",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-33",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "article/34",
      "kind": "article",
      "number": "34",
      "heading": "Terms of the support",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-34",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "article/35",
      "kind": "article",
      "number": "35",
      "heading": "Liquidity and solvency of the providing entity",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-35",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "article/36",
      "kind": "article",
      "number": "36",
      "heading": "Resolvability of the providing entity",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-36",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/III"
    },
    {
      "path": "chapter/IV",
      "kind": "chapter",
      "number": "IV",
      "heading": "INDEPENDENCE OF VALUERS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/37",
      "kind": "article",
      "number": "37",
      "heading": "Definitions",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-37",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/IV"
    },
    {
      "path": "article/38",
      "kind": "article",
      "number": "38",
      "heading": "Elements of independence",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-38",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/IV"
    },
    {
      "path": "article/39",
      "kind": "article",
      "number": "39",
      "heading": "Qualifications, experience, ability, knowledge and resources",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-39",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/IV"
    },
    {
      "path": "article/40",
      "kind": "article",
      "number": "40",
      "heading": "Structural separation",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-40",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/IV"
    },
    {
      "path": "article/41",
      "kind": "article",
      "number": "41",
      "heading": "Material common or conflicting interests",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-41",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/IV"
    },
    {
      "path": "chapter/V",
      "kind": "chapter",
      "number": "V",
      "heading": "RESOLUTION",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "chapter/V/section/I",
      "kind": "section",
      "number": "I",
      "heading": "Contractual recognition and conversion powers",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V"
    },
    {
      "path": "article/42",
      "kind": "article",
      "number": "42",
      "heading": "Definitions",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-42",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V/section/I"
    },
    {
      "path": "article/43",
      "kind": "article",
      "number": "43",
      "heading": "Liabilities to which the exclusion from the obligation to include the contractual term referred to in Article 55(1) of Directive 2014/59/EU applies",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-43",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V/section/I"
    },
    {
      "path": "article/44",
      "kind": "article",
      "number": "44",
      "heading": "Contents of the contractual term required by Article 55(1) of Directive 2014/59/EU",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-44",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V/section/I"
    },
    {
      "path": "chapter/V/section/II",
      "kind": "section",
      "number": "II",
      "heading": "Notifications and notice of suspension",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V"
    },
    {
      "path": "article/45",
      "kind": "article",
      "number": "45",
      "heading": "General requirements for notifications",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-45",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V/section/II"
    },
    {
      "path": "article/46",
      "kind": "article",
      "number": "46",
      "heading": "Notification by the management body to a competent authority",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-46",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V/section/II"
    },
    {
      "path": "article/47",
      "kind": "article",
      "number": "47",
      "heading": "Communication of the competent authority to the resolution authority of the received notification",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-47",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V/section/II"
    },
    {
      "path": "article/48",
      "kind": "article",
      "number": "48",
      "heading": "Notification of assessment that an institution meets the conditions for resolution set out in points (a) and (b) of Article 32(1) of Directive 2014/59/EU",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-48",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V/section/II"
    },
    {
      "path": "article/49",
      "kind": "article",
      "number": "49",
      "heading": "Notice",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-49",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/V/section/II"
    },
    {
      "path": "chapter/VI",
      "kind": "chapter",
      "number": "VI",
      "heading": "RESOLUTION COLLEGES",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "chapter/VI/section/I",
      "kind": "section",
      "number": "I",
      "heading": "Operational organisation of resolution colleges",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/VI"
    },
    {
      "path": "article/50",
      "kind": "article",
      "number": "50",
      "heading": "Mapping and identification of resolution college members and possible observers",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-50",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/VI/section/I"
    },
    {
      "path": "article/51",
      "kind": "article",
      "number": "51",
      "heading": "Third country resolution authorities as observers in the resolution college",
      "url": "https://openlegislation.uk/eu-regulation-2016-1075/article-51",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/VI/section/I"
    },
    {
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