{
  "url": "https://openlegislation.uk/eu-regulation-2016-378/annex",
  "json_url": "https://openlegislation.uk/eu-regulation-2016-378/annex.json",
  "legislation": "eur/2016/378",
  "legislation_title": "Commission Implementing Regulation (EU) 2016/378 of 11 March 2016 laying down implementing technical standards with regard to the timing, format and template of the submission of notifications to competent authorities according to Regulation (EU) No 596/2014 of the European Parliament and of the Council (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2016-378",
  "path": "annex",
  "kind": "annex",
  "number": null,
  "heading": "Standards and formats of the submission of notifications to competent authorities according to Regulation (EU) No 596/2014",
  "text": "Table 1\nLegend for Table 3\nSYMBOL\nDATA TYPE\nDEFINITION\n{ALPHANUM-n}\nUp to n alphanumerical characters\nFree text field.\n{CFI_CODE}\n6 characters\nISO 10962 CFI code.\n{COUNTRYCODE_2}\n2 alphanumerical characters\n2-letter country code, as defined by ISO 3166-1 alpha-2 country code.\n{CURRENCYCODE_3}\n3 alphanumerical characters\n3-letter currency code, as defined by ISO 4217 currency codes\n{DATE_TIME_FORMAT}\nISO 8601 date and time format\nDate and time in the following format:\nYYYY-MM-DDThh:mm:ss.ddddddZ.\n‘YYYY’ is the year;\n‘MM’ is the month;\n‘DD’ is the day;\n‘T’ — means that the letter ‘T’ shall be used\n‘hh’ is the hour;\n‘mm’ is the minute;\n‘ss.dddddd’ is the second and its fraction of a second;\nZ is UTC time.\nDates and times shall be reported in UTC.\n{DATEFORMAT}\nISO 8601 date format\nDates shall be formatted by the following format:\nYYYY-MM-DD.\n{DECIMAL-n/m}\nDecimal number of up to n digits in total of which up to m digits can be fraction digits\nNumerical field for both positive and negative values.\ndecimal separator is ‘.’ (full stop);\nnegative numbers are prefixed with ‘-’ (minus);\nValues are rounded and not truncated.\n{INDEX}\n4 alphabetic characters\n‘EONA’ — EONIA\n‘EONS’ — EONIA SWAP\n‘EURI’ — EURIBOR\n‘EUUS’ — EURODOLLAR\n‘EUCH’ — EuroSwiss\n‘GCFR’ — GCF REPO\n‘ISDA’ — ISDAFIX\n‘LIBI’ — LIBID\n‘LIBO’ — LIBOR\n‘MAAA’ — Muni AAA\n‘PFAN’ — Pfandbriefe\n‘TIBO’ — TIBOR\n‘STBO’ — STIBOR\n‘BBSW’ — BBSW\n‘JIBA’ — JIBAR\n‘BUBO’ — BUBOR\n‘CDOR’ — CDOR\n‘CIBO’ — CIBOR\n‘MOSP’ — MOSPRIM\n‘NIBO’ — NIBOR\n‘PRBO’ — PRIBOR\n‘TLBO’ — TELBOR\n‘WIBO’ — WIBOR\n‘TREA’ — Treasury\n‘SWAP’ — SWAP\n‘FUSW’ — Future SWAP\n{INTEGER-n}\nInteger number of up to n digits in total\nNumerical field for both positive and negative integer values.\n{ISIN}\n12 alphanumerical characters\nISIN code, as defined in ISO 6166.\n{LEI}\n20 alphanumerical characters\nLegal entity identifier as defined in ISO 17442.\n{MIC}\n4 alphanumerical characters\nMarket identifier as defined in ISO 10383.\n{FISN}\n35 alphanumeric characters\nFISN code as defined in ISO 18774.\nTable 2\nClassification of commodity and emission allowances derivatives for Table 3 (fields 35-37)\nBase product\nSub product\nFurther sub product\n‘AGRI’ — Agricultural\n‘GROS’ — Grains and Oil Seeds\n‘FWHT’ — Feed Wheat\n‘SOYB’ — Soybeans\n‘CORN’ — Maize\n‘RPSD’ — Rapeseed\n‘RICE’ — Rice\n‘OTHR’ — Other\n‘SOFT’ — Softs\n‘CCOA’ — Cocoa\n‘ROBU’ — Robusta Coffee\n‘WHSG’ — White Sugar\n‘BRWN’ — Raw Sugar\n‘OTHR’ — Other\n‘POTA’ — Potato\n‘OOLI’ — Olive oil\n‘LAMP’ — Lampante'\n‘DIRY’ — Dairy\n‘FRST’ — Forestry\n‘SEAF’ — Seafood\n‘LSTK’ — Livestock\n‘GRIN’ — Grain\n‘MWHT’ — Milling Wheat\n‘NRGY’ — Energy\n‘ELEC’ -Electricity\n‘BSLD’ — Base load\n‘FITR’ — Financial Transmission Rights\n‘PKLD’ — Peak load\n‘OFFP’ — Off-peak\n‘OTHR’ — Other\n‘NGAS’ — Natural Gas\n‘GASP’ — GASPOOL\n‘LNGG’ — LNG\n‘NBPG’ — NBP\n‘NCGG’ — NCG\n‘TTFG’ — TTF\n‘OILP’ — Oil\n‘BAKK’ — Bakken\n‘BDSL’ — Biodiesel\n‘BRNT’ — Brent\n‘BRNX’ — Brent NX\n‘CNDA’ — Canadian\n‘COND’ — Condensate\n‘DSEL’ — Diesel\n‘DUBA’ — Dubai\n‘ESPO’ — ESPO\n‘ETHA’ — Ethanol\n‘FUEL’ — Fuel\n‘FOIL’ — Fuel Oil\n‘GOIL’ — Gasoil\n‘GSLN’ — Gasoline\n‘HEAT’ — Heating Oil\n‘JTFL’ — Jet Fuel\n‘KERO’ — Kerosene\n‘LLSO’ — Light Louisiana Sweet (LLS)\n‘MARS’ — Mars\n‘NAPH’ — Naptha\n‘NGLO’ — NGL\n‘TAPI’ — Tapis\n‘URAL’ — Urals\n‘WTIO’ — WTI\n‘COAL’ — Coal\n‘INRG’ — Inter Energy\n‘RNNG’ — Renewable energy\n‘LGHT’ — Light ends\n‘DIST’ — Distillates\n‘ENVR’ — Environmental\n‘EMIS’ — Emissions\n‘CERE’ — CER\n‘ERUE’ — ERU\n‘EUAE’ — EUA\n‘EUAA’ — EUAA\n‘OTHR’ — Other\n‘WTHR’ — Weather\n‘CRBR’ — Carbon-related'\n‘FRGT’ — ‘Freight’\n‘WETF’ — Wet\n‘TNKR’ -Tankers\n‘DRYF’ — Dry\n‘DBCR’ -Dry bulk carriers\n‘CSHP’ — Container ships\n‘FRTL’ — ‘Fertilizer’\n‘AMMO’ — Ammonia\n‘DAPH’ — DAP (Diammonium Phosphate)\n‘PTSH’ — Potash\n‘SLPH’ — Sulphur\n‘UREA’ — Urea\n‘UAAN’ — UAN (urea and ammonium nitrate)\n‘INDP’ — Industrial products'\n‘CSTR’ — Construction\n‘MFTG’ — Manufacturing\n‘METL’ — Metals'\n‘NPRM’ — Non-Precious\n‘ALUM’ — Aluminium\n‘ALUA’ — Aluminium Alloy\n‘CBLT’ — Cobalt\n‘COPR’ — Copper\n‘IRON’ — Iron ore\n‘LEAD’ — Lead\n‘MOLY’ — Molybdenum\n‘NASC’ — NASAAC\n‘NICK’ — Nickel\n‘STEL’ — Steel\n‘TINN’ — Tin\n‘ZINC’ — Zinc\n‘OTHR’ — Other\n‘PRME’ — Precious\n‘GOLD’ — Gold\n‘SLVR’ — Silver\n‘PTNM’ — Platinum\n‘PLDM’ — Palladium\n‘OTHR’ — Other\n‘MCEX’ — Multi Commodity Exotic'\n‘PAPR’ — Paper\n‘CBRD’ — Containerboard\n‘NSPT’ — Newsprint\n‘PULP’ — Pulp\n‘RCVP’ — Recovered paper\n‘POLY’ — Polypropylene\n‘PLST’ — Plastic\n‘INFL’ — Inflation\n‘OEST’ — Official economic statistics'\n‘OTHC’ — Other C10 ‘as defined in Table 10.1 Section 10 of Annex III to Commission Delegated Regulation supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives.\n'DLVR’ — Deliverable\n‘NDLV’ — Non-deliverable\n‘OTHR’ — Other\nTable 3\nStandards and formats to be used in the notifications to be submitted in accordance with Article 4(1) and (2) of Regulation (EU) No 596/2014\nN.\nFIELD\nSTANDARDS AND FORMATS TO BE USED FOR REPORTING\nGeneral Fields\n1\nInstrument identification code\n{ISIN}\n2\nInstrument full name\n{ALPHANUM-350}\n3\nInstrument classification\n{CFI_CODE}\n4\nCommodities derivative indicator\n‘true’ — Yes\n‘false’ — No\nIssuer related fields\n5\nIssuer or operator of the trading venue identifier\n{LEI}\nVenue related fields\n6\nTrading venue\n{MIC}\n7\nFinancial instrument short name\n{FISN}\n8\nRequest for admission to trading by issuer\n‘true’ — Yes\n‘false’ — No\n9\nDate of approval of the admission to trading\n{DATE_TIME_FORMAT}\n10\nDate of request for admission to trading\n{DATE_TIME_FORMAT}\n11\nDate of admission to trading or date of first trade\n{DATE_TIME_FORMAT}\n12\nTermination date\n{DATE_TIME_FORMAT}\nNotional related fields\n13\nNotional currency 1\n{CURRENCYCODE_3}\nBonds or other forms of securitised debt related fields\n14\nTotal issued nominal amount\n{DECIMAL-18/5}\n15\nMaturity date\n{DATEFORMAT}\n16\nCurrency of nominal value\n{CURRENCYCODE_3}\n17\nNominal value per unit/minimum traded value\n{DECIMAL-18/5}\n18\nFixed rate\n{DECIMAL-11/10}\nExpressed as a percentage (e.g. 7.0 means 7 % and 0.3 means 0,3 %)\n19\nIdentifier of the index/benchmark of a floating rate bond\n{ISIN}\n20\nName of the index/benchmark of a floating rate bond\n{INDEX}\nOr\n{ALPHANUM-25} — if the index name is not included in the {INDEX} list\n21\nTerm of the index/benchmark of a floating rate bond.\n{INTEGER-3}+‘DAYS’ — days\n{INTEGER-3}+‘WEEK’ — weeks\n{INTEGER-3}+‘MNTH’ — months\n{INTEGER-3}+‘YEAR’ — years\n22\nBase Point Spread of the index/benchmark of a floating rate bond\n{INTEGER-5}\n23\nSeniority of the bond\n‘SNDB’ — Senior Debt\n‘MZZD’ — Mezzanine\n‘SBOD’ — Subordinated Debt\n‘JUND’ — Junior Debt\nDerivatives and Securitised Derivatives related fields\n24\nExpiry date\n{DATEFORMAT}\n25\nPrice multiplier\n{DECIMAL-18/17}\n26\nUnderlying instrument code\n{ISIN}\n27\nUnderlying issuer\n{LEI}\n28\nUnderlying index name\n{INDEX}\nOr\n{ALPHANUM-25} — if the index name is not included in the {INDEX} list\n29\nTerm of the underlying index\n{INTEGER-3}+‘DAYS’ — days\n{INTEGER-3}+‘WEEK’ — weeks\n{INTEGER-3}+‘MNTH’ — months\n{INTEGER-3}+‘YEAR’ — years\n30\nOption type\n‘PUTO’ — Put\n‘CALL’ — Call\n‘OTHR’ — where it cannot be determined whether it is a call or a put\n31\nStrike price\n{DECIMAL-18/13} in case the price is expressed as monetary value\n{DECIMAL-11/10} in case the price is expressed as percentage or yield\n{DECIMAL-18/17} in case the price is expressed as basis points\n‘PNDG’ in case the price is not available\n32\nStrike price currency\n{CURRENCYCODE_3}\n33\nOption exercise style\n‘EURO’ — European\n‘AMER’ — American\n‘ASIA’ — Asian\n‘BERM’ — Bermudan\n‘OTHR’ — Any other type\n34\nDelivery type\n‘PHYS’ — Physically Settled\n‘CASH’ — Cash settled\n‘OPTN’ — Optional for counterparty or when determined by a third party\nCommodity and emission allowances derivatives\n35\nBase product\nOnly values in the ‘Base product’ column of the classification of commodities and emission allowances derivatives table are allowed.\n36\nSub product\nOnly values in the ‘Sub product’ column of the classification of commodities and emission allowances derivatives table are allowed.\n37\nFurther sub product\nOnly values in the ‘Further sub product’ of the classification of commodities and emission allowances derivatives table are allowed.\n38\nTransaction type\n‘FUTR’ — Futures\n‘OPTN’ — Options\n‘TAPO’ — TAPOS\n‘SWAP’ — SWAPS\n‘MINI’ — Minis\n‘OTCT’ — OTC\n‘ORIT’ — Outright\n‘CRCK’ — Crack\n‘DIFF’ — Differential\n‘OTHR’ — Other\n39\nFinal price type\n‘ARGM’ — Argus/McCloskey\n‘BLTC’ — Baltic\n‘EXOF’ — Exchange\n‘GBCL’ — GlobalCOAL\n‘IHSM’ — IHS McCloskey\n‘PLAT’ — Platts\n‘OTHR’ — Other\nInterest rate derivatives\n— The fields in this section should only be populated for instruments that have non-financial instrument of type interest rates as underlying.\n40\nReference rate\n{INDEX}\nOr\n{ALPHANUM-25}- if the reference rate is not included in the {INDEX} list\n41\nIR Term of contract\n{INTEGER-3}+‘DAYS’ — days\n{INTEGER-3}+‘WEEK’ — weeks\n{INTEGER-3}+‘MNTH’ — months\n{INTEGER-3}+‘YEAR’ — years\n42\nNotional currency 2\n{CURRENCYCODE_3}\n43\nFixed rate of leg 1\n{DECIMAL -11/10}\nExpressed as a percentage (e.g. 7.0 means 7 % and 0.3 means 0,3 %)\n44\nFixed rate of leg 2\n{DECIMAL -11/10}\nExpressed as a percentage (e.g. 7.0 means 7 % and 0.3 means 0,3 %)\n45\nFloating rate of leg 2\n{INDEX}\nOr\n{ALPHANUM-25} — if the reference rate is not included in the {INDEX} list\n46\nIR Term of contract of leg 2\n{INTEGER-3}+‘DAYS’ — days\n{INTEGER-3}+‘WEEK’ — weeks\n{INTEGER-3}+‘MNTH’ — months\n{INTEGER-3}+‘YEAR’ — years\nForeign exchange derivatives\n— The fields in this section should only be populated for instruments that have non-financial instrument of type foreign exchange as underlying.\n47\nNotional currency 2\n{CURRENCYCODE_3}\n48\nFX Type\n‘FXCR’ — FX Cross Rates\n‘FXEM’ — FX Emerging Markets\n‘FXMJ’ — FX Majors",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2016/378/annex",
    "retrieved_at": "2026-11-01T14:45:59.450572+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}