OpenLegislation

Chapter 2 DEPOSITARY FUNCTIONS, DUE DILIGENCE DUTIES, SEGREGATION OBLIGATION AND INSOLVENCY PROTECTION

United Kingdom

Original text. Later amendments are not shown.

  1. 3Oversight duties — general requirements
  2. 4Duties regarding subscription and redemptions
  3. 5Duties regarding the valuation of units
  4. 6Duties regarding the carrying out of the UK UCITS' instructions
  5. 7Duties regarding the timely settlement of transactions
  6. 8Duties related to the UK UCITS' income calculation and distribution
  7. 9Cash monitoring — general requirements
  8. 10Monitoring of the UK UCITS' cash flows
  9. 11Duties regarding payments upon the subscriptions
  10. 12Financial instruments to be held in custody
  11. 13Safekeeping duties with regard to assets held in custody
  12. 14Safekeeping duties regarding ownership verification and record keeping
  13. 15Due diligence
  14. 16Segregation obligation
  15. 17Insolvency protection of UK UCITS assets when delegating custody functions

Notes on the whole EU Regulation

Textual amendments

F1

Word in Regulation substituted (31.12.2020) by The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(2), 60(2) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)