# Regulation (EU) 2016/867 of the European Central Bank of 18 May 2016 on the collection of granular credit and credit risk data (ECB/2016/13) (revoked) EU Regulation 2016/867 ยท adopted 18 May 2016 Regulation (EU) 2016/867 of the European Central Bank of 18 May 2016 on the collection of granular credit and credit risk data (ECB/2016/13) ## Introductory text Regulation (EU) 2016/867 of the European Central Bank of 18 May 2016 on the collection of granular credit and credit risk data (ECB/2016/13) (revoked) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 1 Definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2 Implementation stages and first reporting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3 Actual reporting population . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4 Statistical reporting requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 5 Reporting threshold . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 6 Statistical reporting requirements on an individual basis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 7 Specific statistical reporting requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 8 General requirements for enhanced reporting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9 Identification of counterparties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 10 Access to and use of credit data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 11 Feedback loop to reporting agents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 12 Access by legal entities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 13 Timeliness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 14 Minimum common standards and national reporting arrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 15 Mergers, divisions and reorganisations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 16 Derogations and reduced reporting frequency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 17 Verification and compulsory collection and minimum quality standards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 18 Sanctions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 19 Transitional provision . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 20 Simplified amendment procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 21 Final provisions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Signature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Division: Data to report and templates ## 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Template 1 ### Division 1: Counterparty reference data ## 1.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 1.2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 1.3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 1.4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 1.5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 1.6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 1.7 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Division 2: Instrument data ## 2.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2.2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2.3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2.4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2.5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Division 3: Financial data ## 3.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3.2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3.3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3.4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Division 4: Counterparty-instrument data ## 4.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4.2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4.3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4.4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Division 5: Joint liabilities data ## 5.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 5.2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 5.3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 5.4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Template 2 ### Division 6: Accounting data ## 6.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 6.2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 6.3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Division 7: Protection received data ## 7.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 7.2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 7.3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 7.4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Division 8: Instrument-protection received data ## 8.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 8.2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 8.3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Division 9: Counterparty risk data ## 9.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9.2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9.3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9.4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9.5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 9.6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ### Division 10: Counterparty default data ## 10.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 10.2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 10.3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 10.4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 10.5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Annex II Specific statistical reporting requirements In accordance with Article 7, the statistical reporting requirements defined in Article 6 must be reduced if specific conditions apply. The following four cases describe the specific conditions for which the full dataset of credit data is not required. Table 1 specifies the reporting requirements for each data attribute in each of the four cases, using the following classifications: (a) Nsubject to individual arrangements, the relevant NCBs may decide not to collect this information from individual reporting agents. (b) Xinformation not required to be reported. Where no classification is provided, the information is required to be reported. Where data is covered by more than one description in Table 1, the least onerous reporting requirement applies. ## 1 Observed agents that are not resident in a reporting Member State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 2 Observed agents not subject to capital requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 3 Fully derecognised instruments being serviced . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## 4 Instruments originating prior to 1 September 2018 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Annex III Counterparty reference data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Annex IV Data attributes, definitions and values . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## Annex V Minimum standards to be applied by the actual reporting population . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --- Source: https://www.legislation.gov.uk/eur/2016/867 (the official version) Page: https://openlegislation.uk/eu-regulation-2016-867 Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.