{
  "url": "https://openlegislation.uk/eu-regulation-2016-962/annex-II/division-1",
  "json_url": "https://openlegislation.uk/eu-regulation-2016-962/annex-II/division-1.json",
  "legislation": "eur/2016/962",
  "legislation_title": "Commission Implementing Regulation (EU) 2016/962 of 16 June 2016 laying down implementing technical standards with regard to the uniform formats, templates and definitions for the identification and transmission of information by competent authorities and resolution authorities to the European Banking Authority according to Directive 2014/59/EU of the European Parliament and of the Council (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2016-962",
  "path": "annex/II/division/1",
  "kind": "division",
  "number": null,
  "heading": "Optional indicators",
  "text": "Total assets\nTotal EAD\nTotal assets/Member State's GDP\nTotal EAD/Member State's GDP\nTotal RWAs\nTotal liabilities\nTotal client money\nTotal client assets\nTotal fees and commission income\nMarket capitalisation\nValue of assets under custody\nValue of OTC derivatives (notional)\nInterbank assets\nInterbank liabilities\nInter-financial sector liabilities\nInter-financial sector assets\nCross-jurisdictional liabilities\nCross-jurisdictional claims\nDebt securities outstanding\nValue of domestic payment transactions\nTotal deposits\nTotal covered deposits\nPrivate sector deposits from depositors in the Union\nValue of private sector loans, including committed facilities and syndicated loans\nNumber of private sector loans\nNumber of deposit accounts — business\nNumber of deposit accounts — retail\nNumber of retail customers\nNumber of domestic subsidiaries and branches\nNumber of foreign subsidiaries and branches (to be broken down into subsidiaries and branches established in other Member States and in third countries)\nMembership of financial market infrastructure\nCritical functions provided by the institution to other group companies or by group companies to the institution\nCritical functions and core business lines in each relevant jurisdiction, including the provision of services to other institutions\nClearing, payment and settlement services provided to market participants or others and number of other providers available to the market\nPayment services provided to market participants or others and number of other providers available to the market\nGeographical breakdown of the institution's activity (including the number of jurisdictions in which the institution, and subsidiary entities, operates and the size of the operations)\nThe institution's market share per business line per jurisdiction (for example, deposit taking, retail mortgages, unsecured loans, credit cards, SME lending, corporate lending, trade finance, payments activities and the provision of other critical services)\nThe type of regulatory permissions and authorisations (e.g. investment firm or a credit institution; the use of advanced models for the calculation of own funds requirements for credit, market and operational risk)\nPrivate sector loans to domestic recipients\nPrivate sector loans to recipients in a specific region\nMortgage loans to recipients in the Union\nMortgage loans to domestic recipients\nRetail loans to recipients established in the Union\nRetail loans to domestic recipients\nSupervisory Review and Evaluation Process — SREP — score (overall)\nSREP scores assigned to capital adequacy, liquidity adequacy, internal governance and institution-wide controls assessments\nRegulatory permissions and authorisations, in particular in relation to the use of advanced models for the calculation of own funds requirements for credit, market and operational risk\nThe overall institution's business model, its viability and sustainability of the institution's strategy based on the outcomes of the business model analysis performed as part of SREP according to the EBA Guidelines for common procedures and methodologies for SREP. For this purpose authorities may use the SREP score assigned to business model and strategy\nThe institution's position in the jurisdictions in which it operates in terms of the critical functions and core business lines offered in each jurisdiction and the market share of the institution (concentration)\nWhether shareholders are concentrated or dispersed, in particular taking account of the number of qualified shareholders and the extent to which the shareholding structure may impact the availability of certain recovery actions for the institution and the resolution tools for the resolution authority\nThe structure of an institution in terms of assessing whether the institution is part of a group and, if so, whether the group has a complicated or simple structure having regard to financial and operational inter-dependencies\nThe type of the incorporation of the institution into a private limited company, a limited liability company or any other type of company defined within national law\nThe size of the guarantee fund relative to the institution's total funds (IPS and other mutual solidarity systems only)\nThe type of the mutual solidarity system and its risk management policies and procedures\nThe degree of interconnectedness to other IPS participants",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "If indicator values in accordance with the definitions prescribed in this Annex are not available due to the fact that relevant entities, which fall within the scope do not report in IFRS and to which Finrep requirements do not apply competent and resolution authorities should use appropriate proxies (e.g. from national GAAP). In this case, relevant authorities should ensure that those proxies are properly explained and correlate to the greatest extent possible with the definitions specified in this template."
    },
    {
      "type": "footnote",
      "label": "f2",
      "text": "‘Total assets’ is to be calculated on a worldwide basis in accordance with Finrep (IFRS or GAAP) — F 01.01, row 380 column 010."
    },
    {
      "type": "footnote",
      "label": "f3",
      "text": "‘Value of OTC derivatives’ (notional) is to be calculated on a worldwide basis in accordance with: Finrep (IFRS) → F 10.00, rows 300 + 310 + 320, column 030 + F 11.00, rows 510 + 520 + 530, column 030 or Finrep (GAAP) → F 10.00, rows 300 + 310 + 320, column 050 + F 11.00, rows 510 + 520 + 530, column 030."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2016/962/annex/II/division/1",
    "retrieved_at": "2026-11-01T14:45:46.583164+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}