{
  "url": "https://openlegislation.uk/eu-regulation-2016-98/article-10",
  "json_url": "https://openlegislation.uk/eu-regulation-2016-98/article-10.json",
  "legislation": "eur/2016/98",
  "legislation_title": "Commission Delegated Regulation (EU) 2016/98 of 16 October 2015 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards for specifying the general conditions for the functioning of colleges of supervisors (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2016-98",
  "path": "article/10",
  "kind": "article",
  "number": "10",
  "heading": "Information exchange for performing group risk assessments and reaching joint decisions",
  "text": "1. For the purposes of joint decisions on institution-specific prudential requirements as referred to in Article 113 of Directive 2013/36/EU, the consolidating supervisor and the relevant members of the college referred to in paragraph 1 of that Article shall exchange all information necessary, at both individual and consolidated level, to reach a joint decision.\n2. In particular, the consolidating supervisor and the relevant members of the college referred to in paragraph 1 shall exchange information on the outcomes of the supervisory review and evaluation process performed in accordance to Article 97 of Directive 2013/36/EU. This information shall provide the outcome of the assessment, at least, of the following elements:\n(a) business model analysis, including the assessment of the viability of current business model and sustainability of institution's forward-looking business strategy;\n(b) internal governance arrangements and institution-wide controls;\n(c) individual risks to institution's capital, covering the following elements:\n(i) inherent individual risks;\n(ii) risk management and controls;\n(d) capital adequacy assessment, including proposed required own funds pursuant to Article 104(1)(a) of Directive 2013/36/EU;\n(e) risks to institution's liquidity and funding, covering the following elements:\n(i) liquidity risk and funding risk;\n(ii) liquidity and funding risk management;\n(f) liquidity adequacy assessment, including proposed quantitative and qualitative liquidity measures pursuant to Article 105 of Directive 2013/36/EU;\n(g) other supervisory measures or early intervention measures taken or planned to be taken in order to address the inefficiencies identified as a result of the supervisory review and evaluation process;\n(h) results of the supervisory stress tests performed pursuant to Article 100 of Directive 2013/36/EU;\n(i) findings from on-site inspections and off-site monitoring that are relevant for the assessment of the risk profile of the group or any of its entities.",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2016/98/article/10",
    "retrieved_at": "2026-11-01T14:46:06.683357+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}