{
  "url": "https://openlegislation.uk/eu-regulation-2016-99",
  "json_url": "https://openlegislation.uk/eu-regulation-2016-99.json",
  "id": "eur/2016/99",
  "title": "Commission Implementing Regulation (EU) 2016/99 of 16 October 2015 laying down implementing technical standards with regard to determining the operational functioning of the colleges of supervisors according to Directive 2013/36/EU of the European Parliament and of the Council (Text with EEA relevance)",
  "short_title": "Regulation (EU) 2016/99 laying down implementing technical standards with regard to determining the…",
  "long_title": "Commission Implementing Regulation (EU) 2016/99 of 16 October 2015 laying down implementing technical standards with regard to determining the operational functioning of the colleges of supervisors according to Directive 2013/36/EU of the European Parliament and of the Council (Text with EEA relevance)",
  "citation": "EU Regulation 2016/99",
  "type": "eur",
  "year": "2016",
  "number": "99",
  "version": "current",
  "date": "2015-10-16",
  "revised": false,
  "valid_from": null,
  "extent": "E+W+S+N.I.",
  "unapplied_effects": 1,
  "provisions": [
    {
      "path": "introduction",
      "kind": "introduction",
      "number": null,
      "heading": "Introductory text",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/introduction",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "chapter/1",
      "kind": "chapter",
      "number": "1",
      "heading": "GENERAL PROVISIONS",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "article/1",
      "kind": "article",
      "number": "1",
      "heading": "Subject matter",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-1",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/1"
    },
    {
      "path": "chapter/2",
      "kind": "chapter",
      "number": "2",
      "heading": "OPERATIONAL FUNCTIONING OF COLLEGES FORMED IN ACCORDANCE WITH ARTICLE 116 OF DIRECTIVE 2013/36/EU",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "chapter/2/section/1",
      "kind": "section",
      "number": "1",
      "heading": "Establishment and functioning of colleges",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2"
    },
    {
      "path": "article/2",
      "kind": "article",
      "number": "2",
      "heading": "Establishment and update of the mapping of a group of institutions",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-2",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/1"
    },
    {
      "path": "article/3",
      "kind": "article",
      "number": "3",
      "heading": "Establishment of a college",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-3",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/1"
    },
    {
      "path": "article/4",
      "kind": "article",
      "number": "4",
      "heading": "Establishment and update of contact lists",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-4",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/1"
    },
    {
      "path": "article/5",
      "kind": "article",
      "number": "5",
      "heading": "Conclusion and amendment of the written coordination and cooperation arrangements",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-5",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/1"
    },
    {
      "path": "article/6",
      "kind": "article",
      "number": "6",
      "heading": "Operational aspects of college meetings and activities",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-6",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/1"
    },
    {
      "path": "chapter/2/section/2",
      "kind": "section",
      "number": "2",
      "heading": "Planning and coordination of supervisory activities in going concern situations",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2"
    },
    {
      "path": "article/7",
      "kind": "article",
      "number": "7",
      "heading": "General framework for the exchange of information between the consolidating supervisor, college members and observers",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-7",
      "extent": "E+W+S+N.I.",
      "status": null,
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    },
    {
      "path": "article/8",
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      "heading": "Ongoing review of the permission to use internal approaches",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-8",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/2"
    },
    {
      "path": "article/9",
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      "number": "9",
      "heading": "Notification of non-material extensions or changes in internal models",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-9",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/2"
    },
    {
      "path": "article/10",
      "kind": "article",
      "number": "10",
      "heading": "Exchange of information on early warnings signs, potential risks and vulnerabilities",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-10",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/2"
    },
    {
      "path": "article/11",
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      "heading": "Establishment and update of the college supervisory examination programme",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-11",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/2"
    },
    {
      "path": "chapter/2/section/3",
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      "heading": "Planning and coordination of supervisory activities in preparation for and during emergency situations",
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      "status": null,
      "parent": "chapter/2"
    },
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      "path": "article/12",
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      "heading": "Establishment and update of the college framework for emergency situations",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-12",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/3"
    },
    {
      "path": "article/13",
      "kind": "article",
      "number": "13",
      "heading": "Exchange of information during an emergency situation",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-13",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/3"
    },
    {
      "path": "article/14",
      "kind": "article",
      "number": "14",
      "heading": "Coordination of the supervisory assessment of an emergency situation",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-14",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/3"
    },
    {
      "path": "article/15",
      "kind": "article",
      "number": "15",
      "heading": "Coordination of the supervisory response to an emergency situation",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-15",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/3"
    },
    {
      "path": "article/16",
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      "heading": "Monitoring and update of the coordinated supervisory response to an emergency situation",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-16",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/2/section/3"
    },
    {
      "path": "chapter/3",
      "kind": "chapter",
      "number": "3",
      "heading": "OPERATIONAL FUNCTIONING OF COLLEGES FORMED IN ACCORDANCE WITH ARTICLE 51(3) OF DIRECTIVE 2013/36/EU",
      "url": null,
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": null
    },
    {
      "path": "chapter/3/section/1",
      "kind": "section",
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      "heading": "Establishment and functioning of colleges",
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      "status": null,
      "parent": "chapter/3"
    },
    {
      "path": "article/17",
      "kind": "article",
      "number": "17",
      "heading": "Establishment and update of the mapping of an institution, establishment of a college, establishment and update of contact lists, and conclusion and amendment of the written coordination and cooperation arrangements",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-17",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/3/section/1"
    },
    {
      "path": "article/18",
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      "heading": "Operational aspects of college meetings and activities",
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      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/3/section/1"
    },
    {
      "path": "chapter/3/section/2",
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      "status": null,
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    },
    {
      "path": "article/19",
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      "number": "19",
      "heading": "General framework for the exchange of information between the competent authorities of the home Member State, college members and observers",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-19",
      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "chapter/3/section/2"
    },
    {
      "path": "article/20",
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      "heading": "Establishment and update of the college supervisory examination programme",
      "url": "https://openlegislation.uk/eu-regulation-2016-99/article-20",
      "extent": "E+W+S+N.I.",
      "status": null,
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    },
    {
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      "heading": "Planning and coordination of supervisory activities in preparation for and during emergency situations and final provisions",
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    },
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      "path": "annex/II/division/Template",
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      "heading": "<XY> Group/<A> Institution",
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      "extent": "E+W+S+N.I.",
      "status": null,
      "parent": "annex/II"
    }
  ],
  "outstanding_effects": [
    {
      "type": "revoked",
      "affected_provisions": "Regulation",
      "affecting": "ukpga/2023/29",
      "affecting_title": "Financial Services and Markets Act 2023",
      "affecting_provisions": "Sch. 1 Pt. 3"
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  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2016/99",
    "retrieved_at": "2026-10-31T17:50:32.520547+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}