# Commission Implementing Regulation (EU) 2016/99 of 16 October 2015 laying down implementing technical standards with regard to determining the operational functioning of the colleges of supervisors according to Directive 2013/36/EU of the European Parliament and of the Council (Text with EEA relevance), Annex I: Mapping template

Extent: E+W+S+N.I.

EU parent institution / EU parent financial holding company / EU parent mixed financial holding company / institution
Total amount of assets and off-balance sheet items (in million euros)
Is it identified as global systemically important institution (G-SII) or other systemically important institution (O-SII)?
Has a waiver been granted pursuant to Article 7 or 10 of Regulation (EU) No 575/2013 (waivers from capital requirements)? (Y/N)
Has a waiver been granted pursuant to Article 8 or 10 of Regulation (EU) No 575/2013 (waivers from liquidity requirements)? (Y/N)
Institutions authorised in a Member State / Financial sector entities authorised in a Member State
Is the institution / financial sector entity important for the group?(Y/N)
Is the institution / financial sector entity important for the Member State in which it is authorised?(Y/N)
Total amount of assets and off-balance sheet items of the institution / financial sector entity (in million euros)
Criteria used for determining the importance for the Member State, as applicable
Criteria used for determining the importance for the group, as applicable
Has a waiver been granted pursuant to Article 7 or Article 10 of Regulation (EU) No 575/2013(waivers from capital requirements)?(Y/N)
Competent authority / Other authority
Member State
Institution / Financial sector entity
Legal Identifier Code, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System)
Is the institution / financial sector entity identified as O-SII?
Immediate parent of the institution / financial sector entity
Legal Identifier Code, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System)
Is the immediate parent identified as O-SII?
Resolution college:
Member and observers countries:
Member and observers authorities:
Crisis Management Group (CMG):
Member countries:
Member authorities:
Name of the consolidating supervisor or competent authority of the home Member State:
Address of the consolidating supervisor or competent authority of the home Member State:
Contact person (name, email address, phone number) of the consolidating supervisor or competent authority of the home Member State:
Has a waiver been granted pursuant to Article 8 or Article 10 of Regulation (EU) No 575/2013 (waivers from liquidity requirements)? (Y/N)
Is the relevant authority a member or an observer of the college? If yes and part of a specific-college substructure, please specify.
Branches established in a Member State
Is the branch important for the group?(Y/N)
Criteria used for determining the importance, as applicable
Is the branch important for the Member State as pursuant to Article 51 of Directive 2013/36/EU?(Y/N)
Is the relevant authority a member or an observer of the college? If yes and part of a specific-college substructure, please specify.
Competent authority / Other authority
Member State
Branch
Institution under which the branch is established
Legal Identifier Code of the institution under which the branch is established, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System)
Is the institution under which the branch is established identified as O-SII? (Y/N)
Institutions authorised and branches established in a third country
Is the institution / branch important for the group?(Y/N)
Criteria used for determining the importance, as applicable
Are the confidentiality and professional secrecy requirements applicable to the third country supervisory authority assessed as equivalent by all college members?(Y/N)
Is the third country supervisory authority an observer of the college? If yes and part of a specific college substructure, please specify.
Third country supervisory authority
Third country
Institution / branch
Legal Identifier Code of the institution, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System)
Immediate parent of the institution
Legal Identifier Code of the immediate parent, where such a code exists(pre-Legal Entity Identifiers or Global Legal Entity Identifier System)
Is there another non-European college structure? (Y/N) (if yes, please specify the name of the college and hosting supervisor):
Member countries:
Member authorities:
Name of college

---
Source: https://www.legislation.gov.uk/eur/2016/99/annex/I (the official version)
Page: https://openlegislation.uk/eu-regulation-2016-99/annex-I
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.