{
  "url": "https://openlegislation.uk/eu-regulation-2017-1005/annex",
  "json_url": "https://openlegislation.uk/eu-regulation-2017-1005/annex.json",
  "legislation": "eur/2017/1005",
  "legislation_title": "Commission Implementing Regulation (EU) 2017/1005 of 15 June 2017 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments (Text with EEA relevance)",
  "legislation_url": "https://openlegislation.uk/eu-regulation-2017-1005",
  "path": "annex",
  "kind": "annex",
  "number": null,
  "heading": null,
  "text": "Table 1\nSymbol table to be applied to all Tables\nSYMBOL\nDATA TYPE\nDEFINITION\n{ALPHANUM-n}\nUp to n alphanumerical characters\nFree text field.\n{COUNTRYCODE_2}\n2 alphanumerical characters\n2-letter country code, as defined by ISO 3166-1 alpha-2 country code\n{DATE_TIME_FORMAT}\nISO 8601 date and time format\nDate and time in the following format:\nYYYY-MM-DDThh:mm:ss.Z.\n‘YYYY’ is the year;\n‘MM’ is the month;\n‘DD’ is the day;\n‘T’ — means that the letter ‘T’ shall be used\n‘hh’ is the hour;\n‘mm’ is the minute;\n‘ss.’ is the second;\nZ is UTC time.\nDates and times shall be reported in UTC.\n{ISIN}\n12 alphanumerical characters\nISIN code, as defined in ISO 6166\n{LEI}\n20 alphanumerical characters\nLegal entity identifier as defined in ISO 17442\n{MIC}\n4 alphanumerical characters\nMarket identifier as defined in ISO 10383\nTable 2\nFormat of the publication and communication to the relevant competent authority by a trading venue operator of its decision to suspend or remove the financial instrument and related derivatives from trading; and of its decision to lift a suspension of a financial instrument and related derivatives\nCommission Delegated Regulation (EU) 2017/569 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the suspension and removal of financial instruments from trading (OJ L 87, 31.3.2017, p. 122).\nFIELD\nDETAILS TO BE REPORTED\nFORMAT FOR REPORTING\nDate and time of the publication / communication\nField to be populated with the date and time of the publication / communication.\n{DATE_TIME_FORMAT}\nAction type\nField to be populated with the action type.\nSuspension, removal, lifting of a suspension.\nReasons for the action\nField to be populated with the reasons for the action\n{ALPHANUM-350}\nEffective from\nField to be populated with the date and time from which the action is effective.\n{DATE_TIME_FORMAT}\nEffective to\nField to be populated with the date and time until which the action is effective.\n{DATE_TIME_FORMAT}\nOngoing\nField to be populated with true if the action is ongoing or false otherwise.\n‘True’ Action is ongoing\n‘False’ Action is not ongoing\nTrading venue(s)\nField to be populated with the MIC or MICs of the trading venues(s) or segments thereof to which the action relates.\n{MIC}\nIf multiple MICs have to be provided, this field shall be populated with multiple MICs separated by comma.\nIssuer name\nField to be populated with the name of the issuer of the instrument to which the action relates.\n{ALPHANUM-350}\nIssuer\nField to be populated with the LEI of the issuer of the instrument to which the action relates.\n{LEI}\nInstrument identifier\nField to be populated with the ISIN of the instrument.\n{ISIN}\nInstrument full name\nField to be populated with the name of the instrument.\n{ALPHANUM-350}\nRelated derivatives\nField to be populated with the ISINs of the related derivatives as specified in Commission Delegated Regulation (EU) 2017/569, to which the action also relates.\n{ISIN}\nIf multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma.\nOther related instruments\nField to be populated with the ISINs of the related derivatives affected by the action.\n{ISIN}\nIf multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma.\nComments\nField to be populated with comments.\n{ALPHANUM-350}\nTable 3\nFormat of the publication and communication by Competent Authorities of the decision to suspend or remove a financial instrument and related derivatives from trading and to lift a suspension of a financial instrument and related derivatives\nFIELD\nDETAILS TO BE REPORTED\nFORMAT FOR REPORTING\nCompetent authority\nField to be populated with the acronym of the competent authority doing the publication / communication.\n{ALPHANUM-10}\nMember State of the competent authority\nField to be populated with the country code of the Member State of the competent authority doing the publication / communication.\n{COUNTRYCODE_2}\nTrading venue operator as initiator of the action\nField to be populated with:\ntrue, if the initiator of the action is a trading venue operator; or\nfalse, if the initiator of the action is not a trading venue operator but a competent authority.\n‘True’ Trading venue initiator\n‘False’ Not a trading venue initiator\nDate and time of the publication / communication\nField to be populated with the date and time of the publication / communication.\n{DATE_TIME_FORMAT}\nAction type\nField to be populated with the action type.\nSuspension, removal, lifting of a suspension.\nReasons for the action\nField to be populated with the reasons for the action.\n{ALPHANUM-350}\nEffective from\nField to be populated with the date and time from which the action is effective.\n{DATE_TIME_FORMAT}\nEffective to\nField to be populated with the date and time until which the action is effective.\n{DATE_TIME_FORMAT}\nOngoing\nField to be populated with true if the action is ongoing or false otherwise.\n‘True’ Action is ongoing\n‘False’ Action is not ongoing\nTrading venue(s)\nField to be populated with the MIC or MICs of the trading venues(s) or segments thereof to which the action relates.\n{MIC}\nIf multiple MICs have to be provided, this field shall be populated with multiple MICs separated by comma.\nIssuer name\nField to be populated with the name of the issuer of the instrument to which the action relates.\n{ALPHANUM-350}\nIssuer\nField to be populated with the LEI of the issuer of the instrument to which the action relates.\n{LEI}\nInstrument identifier\nField to be populated with the ISIN of the instrument.\n{ISIN}\nInstrument full name\nField to be populated with the name of the instrument.\n{ALPHANUM-350}\nRelated derivatives\nField to be populated with the ISINs of the related derivatives as specified in Delegated Regulation (EU) 2017/569, to which the action also relates.\n{ISIN}\nIf multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma.\nOther related instruments\nField to be populated with the ISINs of the related derivatives affected by the action.\n{ISIN}\nIf multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma.\nComments\nField to be populated with comments.\n{ALPHANUM-350}\nTable 4\nFormat of the communication to ESMA and other competent authorities by competent authorities of their decisions on whether to follow a suspension, a removal or a lifting of a suspension\nFIELD\nDETAILS TO BE REPORTED\nFORMAT FOR REPORTING\nCompetent authority\nField to be populated with the acronym of the competent authority that communicated the original action.\n{ALPHANUM-10}\nMember State of the competent authority\nField to be populated with the country code of the Member State of the competent authority that communicated the original action.\n{COUNTRYCODE_2}\nCompetent authority initiating the current action\nField to be populated with the acronym of the competent authority following or not following the original action.\n{ALPHANUM-10}\nMember State of the competent authority initiating the current action\nField to be populated with the country code of the Member State of the competent authority following or not following the original action.\n{COUNTRYCODE_2}\nOriginal action type\nField to be populated with the type of the original action.\nSuspension, removal, lifting of a suspension.\nDecision to follow, if applicable\nField to be populated, if applicable, with:\ntrue if the action is followed; or\nfalse if the action is not followed.\n‘True’ Action is followed\n‘False’ Action is not followed\nReasons for the decision not to follow a removal, suspension or lifting thereof, if applicable\nField to be populated with the reasons for the decision not to follow a removal, suspension or lifting thereof, if applicable.\n{ALPHANUM-350}\nDate and time of the communication\nField to be populated with the date and time of the communication of the current action.\n{DATE_TIME_FORMAT}\nEffective from\nField to be populated with the date and time from which the current action is effective.\n{DATE_TIME_FORMAT}\nEffective to\nField to be populated with the date and time until which the current action is effective.\n{DATE_TIME_FORMAT}\nOngoing\nField to be populated with ‘true’ if the action is ongoing, or ‘false’ otherwise.\n‘True’ Action is ongoing\n‘False’ Action is not ongoing\nTrading venue(s)\nField to be populated with the MIC or MICs of the trading venues(s) or segments thereof to which the current action relates.\n{MIC}\nIf multiple MICs have to be provided, this field shall be populated with multiple MICs separated by comma.\nIssuer name\nField to be populated with the name of the issuer of the instrument to which the action relates.\n{ALPHANUM-350}\nIssuer\nField to be populated with the LEI of the issuer of the instrument to which the action relates.\n{LEI}\nInstrument identifier\nField to be populated with the ISIN of the instrument.\n{ISIN}\nInstrument full name\nField to be populated with the name of the instrument.\n{ALPHANUM-350}\nRelated derivatives\nField to be populated with the ISINs of the related derivatives as specified in Delegated Regulation (EU) 2017/569, to which the action also relates.\n{ISIN}\nIf multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma.\nOther related instruments\nField to be populated with the ISINs of the related derivatives affected by the action.\n{ISIN}\nIf multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma.\nComments\nField to be populated with comments.\n{ALPHANUM-350}",
  "extent": "E+W+S+N.I.",
  "status": null,
  "version": "current",
  "annotations": [
    {
      "type": "footnote",
      "label": "f1",
      "text": "Commission Delegated Regulation (EU) 2017/569 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the suspension and removal of financial instruments from trading (OJ L 87, 31.3.2017, p. 122)."
    }
  ],
  "outstanding_effects": [],
  "provenance": {
    "source": "legislation.gov.uk",
    "source_url": "https://www.legislation.gov.uk/eur/2017/1005/annex",
    "retrieved_at": "2026-11-01T14:44:52.018972+00:00"
  },
  "licence": "Open Government Licence v3.0",
  "licence_url": "https://www.nationalarchives.gov.uk/doc/open-government-licence/version/3/",
  "attribution": "Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives."
}