# Commission Implementing Regulation (EU) 2017/1005 of 15 June 2017 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments (Text with EEA relevance), Annex

Extent: E+W+S+N.I.

Table 1
Symbol table to be applied to all Tables
SYMBOL
DATA TYPE
DEFINITION
{ALPHANUM-n}
Up to n alphanumerical characters
Free text field.
{COUNTRYCODE_2}
2 alphanumerical characters
2-letter country code, as defined by ISO 3166-1 alpha-2 country code
{DATE_TIME_FORMAT}
ISO 8601 date and time format
Date and time in the following format:
YYYY-MM-DDThh:mm:ss.Z.
‘YYYY’ is the year;
‘MM’ is the month;
‘DD’ is the day;
‘T’ — means that the letter ‘T’ shall be used
‘hh’ is the hour;
‘mm’ is the minute;
‘ss.’ is the second;
Z is UTC time.
Dates and times shall be reported in UTC.
{ISIN}
12 alphanumerical characters
ISIN code, as defined in ISO 6166
{LEI}
20 alphanumerical characters
Legal entity identifier as defined in ISO 17442
{MIC}
4 alphanumerical characters
Market identifier as defined in ISO 10383
Table 2
Format of the publication and communication to the relevant competent authority by a trading venue operator of its decision to suspend or remove the financial instrument and related derivatives from trading; and of its decision to lift a suspension of a financial instrument and related derivatives
Commission Delegated Regulation (EU) 2017/569 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the suspension and removal of financial instruments from trading (OJ L 87, 31.3.2017, p. 122).
FIELD
DETAILS TO BE REPORTED
FORMAT FOR REPORTING
Date and time of the publication / communication
Field to be populated with the date and time of the publication / communication.
{DATE_TIME_FORMAT}
Action type
Field to be populated with the action type.
Suspension, removal, lifting of a suspension.
Reasons for the action
Field to be populated with the reasons for the action
{ALPHANUM-350}
Effective from
Field to be populated with the date and time from which the action is effective.
{DATE_TIME_FORMAT}
Effective to
Field to be populated with the date and time until which the action is effective.
{DATE_TIME_FORMAT}
Ongoing
Field to be populated with true if the action is ongoing or false otherwise.
‘True’ Action is ongoing
‘False’ Action is not ongoing
Trading venue(s)
Field to be populated with the MIC or MICs of the trading venues(s) or segments thereof to which the action relates.
{MIC}
If multiple MICs have to be provided, this field shall be populated with multiple MICs separated by comma.
Issuer name
Field to be populated with the name of the issuer of the instrument to which the action relates.
{ALPHANUM-350}
Issuer
Field to be populated with the LEI of the issuer of the instrument to which the action relates.
{LEI}
Instrument identifier
Field to be populated with the ISIN of the instrument.
{ISIN}
Instrument full name
Field to be populated with the name of the instrument.
{ALPHANUM-350}
Related derivatives
Field to be populated with the ISINs of the related derivatives as specified in Commission Delegated Regulation (EU) 2017/569, to which the action also relates.
{ISIN}
If multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma.
Other related instruments
Field to be populated with the ISINs of the related derivatives affected by the action.
{ISIN}
If multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma.
Comments
Field to be populated with comments.
{ALPHANUM-350}
Table 3
Format of the publication and communication by Competent Authorities of the decision to suspend or remove a financial instrument and related derivatives from trading and to lift a suspension of a financial instrument and related derivatives
FIELD
DETAILS TO BE REPORTED
FORMAT FOR REPORTING
Competent authority
Field to be populated with the acronym of the competent authority doing the publication / communication.
{ALPHANUM-10}
Member State of the competent authority
Field to be populated with the country code of the Member State of the competent authority doing the publication / communication.
{COUNTRYCODE_2}
Trading venue operator as initiator of the action
Field to be populated with:
true, if the initiator of the action is a trading venue operator; or
false, if the initiator of the action is not a trading venue operator but a competent authority.
‘True’ Trading venue initiator
‘False’ Not a trading venue initiator
Date and time of the publication / communication
Field to be populated with the date and time of the publication / communication.
{DATE_TIME_FORMAT}
Action type
Field to be populated with the action type.
Suspension, removal, lifting of a suspension.
Reasons for the action
Field to be populated with the reasons for the action.
{ALPHANUM-350}
Effective from
Field to be populated with the date and time from which the action is effective.
{DATE_TIME_FORMAT}
Effective to
Field to be populated with the date and time until which the action is effective.
{DATE_TIME_FORMAT}
Ongoing
Field to be populated with true if the action is ongoing or false otherwise.
‘True’ Action is ongoing
‘False’ Action is not ongoing
Trading venue(s)
Field to be populated with the MIC or MICs of the trading venues(s) or segments thereof to which the action relates.
{MIC}
If multiple MICs have to be provided, this field shall be populated with multiple MICs separated by comma.
Issuer name
Field to be populated with the name of the issuer of the instrument to which the action relates.
{ALPHANUM-350}
Issuer
Field to be populated with the LEI of the issuer of the instrument to which the action relates.
{LEI}
Instrument identifier
Field to be populated with the ISIN of the instrument.
{ISIN}
Instrument full name
Field to be populated with the name of the instrument.
{ALPHANUM-350}
Related derivatives
Field to be populated with the ISINs of the related derivatives as specified in Delegated Regulation (EU) 2017/569, to which the action also relates.
{ISIN}
If multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma.
Other related instruments
Field to be populated with the ISINs of the related derivatives affected by the action.
{ISIN}
If multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma.
Comments
Field to be populated with comments.
{ALPHANUM-350}
Table 4
Format of the communication to ESMA and other competent authorities by competent authorities of their decisions on whether to follow a suspension, a removal or a lifting of a suspension
FIELD
DETAILS TO BE REPORTED
FORMAT FOR REPORTING
Competent authority
Field to be populated with the acronym of the competent authority that communicated the original action.
{ALPHANUM-10}
Member State of the competent authority
Field to be populated with the country code of the Member State of the competent authority that communicated the original action.
{COUNTRYCODE_2}
Competent authority initiating the current action
Field to be populated with the acronym of the competent authority following or not following the original action.
{ALPHANUM-10}
Member State of the competent authority initiating the current action
Field to be populated with the country code of the Member State of the competent authority following or not following the original action.
{COUNTRYCODE_2}
Original action type
Field to be populated with the type of the original action.
Suspension, removal, lifting of a suspension.
Decision to follow, if applicable
Field to be populated, if applicable, with:
true if the action is followed; or
false if the action is not followed.
‘True’ Action is followed
‘False’ Action is not followed
Reasons for the decision not to follow a removal, suspension or lifting thereof, if applicable
Field to be populated with the reasons for the decision not to follow a removal, suspension or lifting thereof, if applicable.
{ALPHANUM-350}
Date and time of the communication
Field to be populated with the date and time of the communication of the current action.
{DATE_TIME_FORMAT}
Effective from
Field to be populated with the date and time from which the current action is effective.
{DATE_TIME_FORMAT}
Effective to
Field to be populated with the date and time until which the current action is effective.
{DATE_TIME_FORMAT}
Ongoing
Field to be populated with ‘true’ if the action is ongoing, or ‘false’ otherwise.
‘True’ Action is ongoing
‘False’ Action is not ongoing
Trading venue(s)
Field to be populated with the MIC or MICs of the trading venues(s) or segments thereof to which the current action relates.
{MIC}
If multiple MICs have to be provided, this field shall be populated with multiple MICs separated by comma.
Issuer name
Field to be populated with the name of the issuer of the instrument to which the action relates.
{ALPHANUM-350}
Issuer
Field to be populated with the LEI of the issuer of the instrument to which the action relates.
{LEI}
Instrument identifier
Field to be populated with the ISIN of the instrument.
{ISIN}
Instrument full name
Field to be populated with the name of the instrument.
{ALPHANUM-350}
Related derivatives
Field to be populated with the ISINs of the related derivatives as specified in Delegated Regulation (EU) 2017/569, to which the action also relates.
{ISIN}
If multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma.
Other related instruments
Field to be populated with the ISINs of the related derivatives affected by the action.
{ISIN}
If multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma.
Comments
Field to be populated with comments.
{ALPHANUM-350}

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Source: https://www.legislation.gov.uk/eur/2017/1005/annex (the official version)
Page: https://openlegislation.uk/eu-regulation-2017-1005/annex
Contains public sector information licensed under the Open Government Licence v3.0. Source: legislation.gov.uk, The National Archives.

