Article 5 Information to be notified concerning arrangements to facilitate access to an MTF or OTF

Investment firms and market operators submitting notifications regarding arrangements to facilitate access to an MTF or OTF pursuant to Article 34(7) of Directive 2014/65/EU shall ensure such notification includes the following information:

1. (a)

   the name, address and contact details of the investment firm or the market operator, along with the name of a specified contact person at the investment firm or the market operator;

2. (b)

   X1a short description of the arrangements and the date from which those arrangements will be provided in the host Member State;

3. (c)

   a short description of the business model of the MTF or the OTF, including the type of the financial instruments traded, the type of participants, and the marketing approach of the MTF or OTF to target remote users, members or participants.